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Caterpillar
CAT

Overview Fund Activity

2,389 hedge funds and large institutions have $97.3B invested in Caterpillar in 2023 Q3 according to their latest regulatory filings, with 189 funds opening new positions, 902 increasing their positions, 899 reducing their positions, and 80 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,389
Holders Change
+79
Holders Change %
+3.42%
% of All Funds
38.09%
Holding in Top 10
74
Holding in Top 10 Change
+30
Holding in Top 10 Change %
+68.18%
% of All Funds
1.18%
New
189
Increased
902
Reduced
899
Closed
80
Calls
$2.6B
Puts
$3.31B
Net Calls
-$708M
Net Calls Change
-$286M

Top Buyers

1
Winslow Capital Management
Winslow Capital Management
Minnesota
+$292M
2
Bank of America
Bank of America
North Carolina
+$287M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$213M
4
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$199M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$119M

Top Sellers

1
AS
Altshuler Shaham
Israel
-$559M
2
State Street
State Street
Massachusetts
-$374M
3
VOYA Investment Management
VOYA Investment Management
Georgia
-$297M
4
DZ Bank
DZ Bank
Germany
-$288M
5
BlackRock
BlackRock
New York
-$193M
Name Holding Trade Value Shares
Change 		Shares
Change %
MIA
401
MainStreet Investment Advisors
Illinois
$10.2M -$685K -2,510 -6%
PCM
402
Parsons Capital Management
Rhode Island
$10.1M +$18.8K +69 +0.2%
SF
403
Synovus Financial
Georgia
$10.1M -$21.3K -78 -0.2%
Acadian Asset Management
404
Acadian Asset Management
Massachusetts
$10.1M -$5.03M -18,425 -33%
DILIC
405
Dai-ichi Life Insurance Company
Japan
$10.1M +$3.1M +11,372 +44%
SAM
406
Securian Asset Management
Minnesota
$9.99M -$1.7M -6,223 -15%
SB
407
Simmons Bank
Arkansas
$9.96M -$396K -1,452 -4%
FNT
408
First National Trust
Pennsylvania
$9.89M -$674K -2,468 -6%
OAM
409
Oppenheimer Asset Management
New York
$9.87M +$30.6K +112 +0.3%
Carson Wealth (CWM LLC)
410
Carson Wealth (CWM LLC)
Nebraska
$9.82M +$4.28M +15,673 +77%
JIR
411
James Investment Research
Ohio
$9.77M -$89.5K -328 -0.9%
WTC
412
WhitTier Trust Company
Nevada
$9.73M -$111K -406 -1%
HIMCH
413
Hartford Investment Management Co (HIMCO)
Connecticut
$9.55M -$375K -1,372 -4%
NB
414
Norinchukin Bank
Japan
$9.54M -$6.17M -22,618 -39%
NB
415
NBT Bank
New York
$9.54M +$3.63M +13,287 +61%
Pacer Advisors
416
Pacer Advisors
Pennsylvania
$9.52M +$186K +683 +2%
FNFDCM
417
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$9.51M -$165K -606 -2%
PFS
418
Prospera Financial Services
Texas
$9.5M -$859K -3,146 -8%
WG
419
Welch Group
Alabama
$9.49M +$38.2K +140 +0.4%
TC
420
TownSquare Capital
Utah
$9.44M +$117K +430 +1%
HWM
421
HB Wealth Management
Georgia
$9.43M +$521K +1,908 +6%
FM
422
Freemont Management
Switzerland
$9.34M -$1.58M -5,800 -15%
SMI
423
Shelter Mutual Insurance
Missouri
$9.34M – – –
PI
424
Putnam Investments
Massachusetts
$9.29M -$943K -3,455 -9%
Verition Fund Management
425
Verition Fund Management
Connecticut
$9.2M +$9.2M +33,711 New
15 16
17
18 19