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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
FAAS
401
First Allied Advisory Services
California
$4.62M +$6.86K +46 +0.1%
WTC
402
WhitTier Trust Company
Nevada
$4.62M -$39.1K -262 -0.8%
SBH
403
Segall Bryant & Hamill
Illinois
$4.59M -$23.7K -159 -0.5%
AB
404
Amalgamated Bank
New York
$4.59M -$94K -630 -2%
AIM
405
Achmea Investment Management
Netherlands
$4.57M +$4.57M +30,643 New
FWCM
406
Ferguson Wellman Capital Management
Oregon
$4.57M -$118K -790 -3%
ET
407
Equitable Trust
Tennessee
$4.53M -$48.8K -327 -1%
VIA
408
Vantis Investment Advisers
Florida
$4.52M +$4.52M +30,300 New
CGH
409
Crossmark Global Holdings
Texas
$4.47M -$294K -1,968 -6%
Tudor Investment Corp
410
Tudor Investment Corp
Connecticut
$4.45M +$4.45M +29,805 New
EWM
411
Edge Wealth Management
New York
$4.39M +$114K +761 +3%
AIC
412
Argus Investors Counsel
New York
$4.38M +$149K +1,000 +4%
Mariner
413
Mariner
Kansas
$4.38M -$160K -1,076 -4%
DLCIG
414
D.L. Carlson Investment Group
New Hampshire
$4.38M +$1.4M +9,418 +47%
KIA
415
KCM Investment Advisors
California
$4.37M +$74.7K +501 +2%
Caisse de Depot et Placement du Quebec (CDPQ)
416
Caisse de Depot et Placement du Quebec (CDPQ)
Quebec, Canada
$4.36M -$7.87M -52,800 -64%
WF
417
Welch & Forbes
Massachusetts
$4.31M -$98.7K -662 -2%
Bank Julius Baer & Co
418
Bank Julius Baer & Co
Switzerland
$4.28M -$19.4K -130 -0.5%
PAM
419
Panagora Asset Management
Massachusetts
$4.28M -$2.07M -13,866 -33%
BBHC
420
Brown Brothers Harriman & Co
New York
$4.22M -$12.5K -84 -0.3%
HCM
421
Howland Capital Management
Massachusetts
$4.2M -$37.7K -253 -0.9%
ST
422
Spinnaker Trust
Maine
$4.19M – – –
OCM
423
Olstein Capital Management
New York
$4.18M -$1.34M -9,000 -24%
AI
424
Atria Investments
North Carolina
$4.17M +$742K +4,974 +22%
FMII
425
Farmers & Merchants Investments Inc
Nebraska
$4.16M +$19.7K +132 +0.5%
15 16
17
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