CAT icon

Caterpillar
CAT

Overview Fund Activity

1,485 hedge funds and large institutions have $42.5B invested in Caterpillar in 2020 Q1 according to their latest regulatory filings, with 104 funds opening new positions, 561 increasing their positions, 623 reducing their positions, and 252 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,485
Holders Change
-171
Holders Change %
-10.33%
% of All Funds
32.8%
Holding in Top 10
23
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.54%
% of All Funds
0.51%
New
104
Increased
561
Reduced
623
Closed
252
Calls
$827M
Puts
$1.26B
Net Calls
-$430M
Net Calls Change
-$181M

Top Buyers

1
Macquarie Group
Macquarie Group
Australia
+$374M
2
Capital International Investors
Capital International Investors
California
+$250M
3
Invesco
Invesco
Georgia
+$124M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$119M
5
Boston Partners
Boston Partners
Massachusetts
+$117M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$190M
2
Capital World Investors
Capital World Investors
California
-$190M
3
Primecap Management
Primecap Management
California
-$171M
4
Ameriprise
Ameriprise
Minnesota
-$130M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
-$116M
Name Holding Trade Value Shares
Change 		Shares
Change %
ST
401
Spinnaker Trust
Maine
$3.26M – – –
IIM
402
Ipswich Investment Management
Massachusetts
$3.26M -$579K -4,990 -15%
KA
403
Kintegral Advisory
New York
$3.25M +$363K +3,132 +13%
PAI
404
Pittenger & Anderson Inc
Nebraska
$3.23M -$418K -3,600 -11%
HCMT
405
Highland Capital Management (Tennessee)
Tennessee
$3.22M -$89.9K -775 -3%
MFG
406
Monte Financial Group
Connecticut
$3.2M -$40.4K -348 -1%
SIC
407
Sigma Investment Counselors
Michigan
$3.19M -$16K -138 -0.5%
FMII
408
Farmers & Merchants Investments Inc
Nebraska
$3.18M +$78K +672 +3%
DZ Bank
409
DZ Bank
Germany
$3.17M -$143K -1,232 -4%
SAM
410
Silvercrest Asset Management
New York
$3.15M -$114K -985 -4%
IAA
411
Independent Advisor Alliance
North Carolina
$3.14M +$927K +7,989 +42%
AIM
412
ARK Investment Management
Florida
$3.08M +$3.08M +26,577 New
RE
413
RBC Europe
United Kingdom
$3.08M +$70.2K +605 +2%
TSS
414
Two Sigma Securities
New York
$3.06M +$3.06M +26,381 New
EGA
415
Eagle Global Advisors
Texas
$3.05M +$269K +2,322 +10%
SB
416
Simmons Bank
Arkansas
$3.05M +$414K +3,565 +16%
TNB
417
TCF National Bank
South Dakota
$3.05M -$147K -1,266 -5%
KCM
418
Kanawha Capital Management
Virginia
$3.04M -$65K -560 -2%
Cerity Partners
419
Cerity Partners
New York
$2.97M -$108K -931 -4%
HFS
420
Hantz Financial Services
Michigan
$2.96M +$2.96M +25,472 New
OWD
421
Osborn Williams & Donohoe
Ohio
$2.96M -$533K -4,591 -15%
TCM
422
Twin Capital Management
Pennsylvania
$2.95M -$41.8K -360 -1%
NIC
423
Northwest Investment Counselors
Oregon
$2.95M -$12.7K -109 -0.4%
HFM
424
Hartford Financial Management
Connecticut
$2.93M +$84.6K +729 +3%
SFM
425
Signet Financial Management
New Jersey
$2.92M -$289K -2,752 -9%
15 16
17
18 19