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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
WF
401
Welch & Forbes
Massachusetts
$5.57M -$148K -993 -2%
VDI
402
Vaughan David Investments
Illinois
$5.54M -$154K -1,029 -2%
BF
403
BOK Financial
Oklahoma
$5.48M +$1.08M +7,214 +22%
CHAM
404
Clear Harbor Asset Management
Connecticut
$5.46M +$801K +5,360 +15%
AAP
405
Ardsley Advisory Partners
Connecticut
$5.43M +$5.98M +40,000 New
Ninety One (UK)
406
Ninety One (UK)
United Kingdom
$5.42M +$5.97M +39,925 New
DILIC
407
Dai-ichi Life Insurance Company
Japan
$5.41M -$6.58M -44,024 -52%
SIM
408
Sentry Investment Management
Wisconsin
$5.41M -$642K -4,298 -10%
SIRP
409
Shelter Insurance Retirement Plan
Missouri
$5.34M -$1.46M -9,800 -20%
RBA
410
Richard Bernstein Advisors
New York
$5.27M +$212K +1,422 +4%
PGFC
411
Peapack-Gladstone Financial Corp
New Jersey
$5.26M +$262K +1,751 +5%
CANC
412
Culbertson A N & Co
Virginia
$5.24M +$225K +1,505 +4%
FWCM
413
Ferguson Wellman Capital Management
Oregon
$5.22M +$31.4K +210 +0.5%
Wolverine Trading
414
Wolverine Trading
Illinois
$5.2M
IIM
415
Intact Investment Management
Quebec, Canada
$5.2M -$209K -1,400 -4%
B
416
BP
United Kingdom
$5.16M -$2.69M -18,000 -32%
MA
417
MUFG Americas
New York
$5.13M -$56.6K -379 -1%
PG
418
Pendal Group
Australia
$5.13M
BOH
419
Bank of Hawaii
Hawaii
$5.11M -$161K -1,076 -3%
SWP
420
Stratos Wealth Partners
Ohio
$5.05M +$2.19M +14,673 +65%
PCM
421
Parsons Capital Management
Rhode Island
$5.01M -$62.9K -421 -1%
SFM
422
Systematic Financial Management
New Jersey
$4.93M +$722K +4,835 +15%
RIA
423
RPG Investment Advisory
California
$4.87M +$308K +2,058 +6%
KC
424
Kepos Capital
New York
$4.8M +$5.29M +35,411 New
LSERS
425
Louisiana State Employees Retirement System
Louisiana
$4.78M -$194K -1,300 -4%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.