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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
KCM
401
Kanawha Capital Management
Virginia
$2.65M -$39K -420 -1%
SCM
402
Shelton Capital Management
Colorado
$2.63M -$826K -8,905 -24%
GJIC
403
Gamble Jones Investment Counsel
California
$2.59M -$205K -2,210 -7%
GLRA
404
Gerald L. Ray & Associates
Texas
$2.58M -$172K -1,850 -6%
NLI
405
Nippon Life Insurance
Japan
$2.57M +$93.8K +1,011 +4%
CFB
406
Cullen/Frost Bankers
Texas
$2.53M -$23.9K -258 -0.9%
FAAS
407
First Allied Advisory Services
California
$2.52M +$301K +3,243 +14%
RGI
408
River Global Investors
United Kingdom
$2.52M – – –
CIBC World Market
409
CIBC World Market
Ontario, Canada
$2.5M -$2.03M -21,843 -45%
LIA
410
LS Investment Advisors
Michigan
$2.47M +$80.6K +869 +3%
BSPF
411
British Steel Pension Fund
United Kingdom
$2.41M +$1.21M +13,000 +100%
GT
412
Glenview Trust
Kentucky
$2.39M +$2.39M +25,716 New
JC
413
Jacobs & Co
California
$2.37M +$85.2K +919 +4%
SIM
414
Sentry Investment Management
Wisconsin
$2.35M -$441K -4,760 -16%
APFBOT
415
Amica Pension Fund Board of Trustees
Rhode Island
$2.34M – – –
PA
416
Profund Advisors
Maryland
$2.3M +$221K +2,381 +11%
Parallax Volatility Advisers
417
Parallax Volatility Advisers
California
$2.29M -$4.84M -52,198 -68%
BCM
418
Beddow Capital Management
Wyoming
$2.29M -$1.61M -17,395 -41%
BC
419
Barnett & Company
Tennessee
$2.29M -$74.2K -800 -3%
CIA
420
Capital Investment Advisors
Georgia
$2.29M -$65.9K -711 -3%
CAN
421
Cetera Advisor Networks
California
$2.26M -$2M -21,587 -47%
DG
422
Davidson & Garrard
Virginia
$2.23M -$125K -1,347 -5%
NRS
423
Neville Rodie & Shaw
New York
$2.23M -$26.1K -281 -1%
MIM
424
Montgomery Investment Management
Maryland
$2.22M -$33.6K -362 -1%
NIC
425
Northwest Investment Counselors
Oregon
$2.21M +$23.6K +254 +1%
15 16
17
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