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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
SCM
401
Stonebridge Capital Management
California
$3.97M – – –
FP
402
Foundry Partners
Minnesota
$3.96M -$11.3M -113,995 -74%
MAM
403
Meeder Asset Management
Ohio
$3.95M +$276K +2,785 +8%
SC
404
SouthState Corp
Florida
$3.92M -$149K -1,500 -4%
WC
405
Whitney & Co
New York
$3.78M +$4.95K +50 +0.1%
VRS
406
Virginia Retirement Systems
Virginia
$3.76M -$69.7K -704 -2%
LMGAM
407
Liberty Mutual Group Asset Management
Massachusetts
$3.73M -$85.5K -864 -2%
WHG
408
Westwood Holdings Group
Texas
$3.71M -$36.3K -367 -1%
Millennium Management
409
Millennium Management
New York
$3.68M -$10.5M -105,834 -74%
BG
410
Bollard Group
Massachusetts
$3.66M +$104K +1,052 +3%
SHGA
411
Sand Hill Global Advisors
California
$3.64M +$149K +1,508 +4%
MCM
412
Murphy Capital Management
New Jersey
$3.64M -$173K -1,750 -5%
Arrowstreet Capital
413
Arrowstreet Capital
Massachusetts
$3.63M +$3.63M +36,631 New
GIM
414
Gyrus Investment Management
Ontario, Canada
$3.6M +$998K +10,075 +38%
SLI
415
Sumitomo Life Insurance
Japan
$3.59M -$98K -990 -3%
NLI
416
Nippon Life Insurance
Japan
$3.59M +$262K +2,650 +8%
BBHC
417
Brown Brothers Harriman & Co
New York
$3.57M +$31.9K +322 +0.9%
LM
418
Luminus Management
Texas
$3.57M +$3.57M +36,000 New
FIB
419
First Interstate Bank
Montana
$3.56M -$2.76M -27,874 -44%
BIC
420
Bridges Investment Counsel
Nebraska
$3.52M -$202K -2,040 -5%
KFS
421
KMS Financial Services
Washington
$3.51M -$25.9K -261 -0.7%
TMAM
422
Tokio Marine Asset Management
Japan
$3.5M -$161K -1,623 -4%
SIC
423
Salem Investment Counselors
North Carolina
$3.48M +$61.4K +620 +2%
BIM
424
Bridges Investment Management
Nebraska
$3.45M -$563K -5,685 -14%
IIM
425
Ipswich Investment Management
Massachusetts
$3.43M -$144K -1,459 -4%
15 16
17
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