CAT icon

Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
NIM
401
Northeast Investment Management
Massachusetts
$3.56M -$290K -3,193 -8%
SGC
402
South Georgia Capital
Illinois
$3.55M +$3.55M +39,100 New
BP
403
Banyan Partners
Florida
$3.53M -$303K -3,334 -8%
WTNA
404
Wilmington Trust National Association
Delaware
$3.51M -$102K -1,120 -3%
NLI
405
Nippon Life Insurance
Japan
$3.46M -$208K -2,294 -6%
WHG
406
Westwood Holdings Group
Texas
$3.44M +$189K +2,077 +6%
CC
407
Cannell & Co
New York
$3.43M +$191K +2,100 +6%
NIA
408
Northstar Investment Advisors
Colorado
$3.43M +$113K +1,248 +3%
IT
409
Investors Trust
Texas
$3.42M -$7.41M -78,158 -68%
WC
410
Whitney & Co
New York
$3.42M +$247K +2,725 +8%
SC
411
Saybrook Capital
North Carolina
$3.38M +$26.3K +290 +0.8%
EWM
412
Endurance Wealth Management
Rhode Island
$3.38M +$580K +6,384 +21%
LMGAM
413
Liberty Mutual Group Asset Management
Massachusetts
$3.37M -$119K -1,311 -3%
SIM
414
Sentry Investment Management
Wisconsin
$3.36M +$2.34M +25,800 +229%
SCM
415
Shelton Capital Management
Colorado
$3.29M – – –
CWM
416
Cabot Wealth Management
Massachusetts
$3.28M +$99.5K +1,096 +3%
IIM
417
Ipswich Investment Management
Massachusetts
$3.26M -$21.8K -240 -0.7%
PRC
418
Platte River Capital
Colorado
$3.25M +$2.7M +29,720 +489%
PCM
419
Palouse Capital Management
Washington
$3.21M -$38.3K -422 -1%
RC
420
RBO & Co
California
$3.21M – – –
KCM
421
Kanawha Capital Management
Virginia
$3.15M +$93.5K +1,030 +3%
LIM
422
Loudon Investment Management
New Hampshire
$3.13M +$3.13M +34,516 New
VNA
423
VNBTrust National Association
Virginia
$3.12M – – –
GIM
424
Gyrus Investment Management
Ontario, Canada
$3.11M +$28.8K +299 +0.9%
SFS
425
Strategic Financial Services
New York
$3.1M -$52.1K -574 -2%
15 16
17
18 19