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Caterpillar
CAT

Overview Fund Activity

1,160 hedge funds and large institutions have $40.7B invested in Caterpillar in 2014 Q1 according to their latest regulatory filings, with 106 funds opening new positions, 382 increasing their positions, 524 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,160
Holders Change
+21
Holders Change %
+1.84%
% of All Funds
33.53%
Holding in Top 10
24
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-11.11%
% of All Funds
0.69%
New
106
Increased
382
Reduced
524
Closed
72
Calls
$1.19B
Puts
$1.52B
Net Calls
-$322M
Net Calls Change
+$222M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$494M
2
Invesco
Invesco
Georgia
+$293M
3
Fidelity International
Fidelity International
Bermuda
+$186M
4
Wellington Management Group
Wellington Management Group
Massachusetts
+$167M
5
O
OppenheimerFunds
New York
+$155M

Top Sellers

1
State Street
State Street
Massachusetts
-$498M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$144M
3
MNA
Manning & Napier Advisors
New York
-$105M
4
Franklin Resources
Franklin Resources
California
-$100M
5
Capital World Investors
Capital World Investors
California
-$96.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
APFBOT
376
Amica Pension Fund Board of Trustees
Rhode Island
$4.72M – – –
KBC Group
377
KBC Group
Belgium
$4.71M -$5.84M -58,798 -55%
ANI
378
American National Insurance
Texas
$4.67M – – –
KJHP
379
K.J. Harrison & Partners
Ontario, Canada
$4.63M +$792K +8,000 +21%
SCM
380
Stonebridge Capital Management
California
$4.62M -$417K -4,198 -8%
PCM
381
Parsons Capital Management
Rhode Island
$4.62M +$342K +3,438 +8%
GSBTD
382
Glenview State Bank Trust Department
Illinois
$4.61M – – –
FBB
383
Fulton Breakefield Broenniman
Maryland
$4.61M +$18.2K +183 +0.4%
SAM
384
Silvercrest Asset Management
New York
$4.61M -$133K -1,340 -3%
LCS
385
Levin Capital Strategies
New York
$4.6M -$334K -3,360 -7%
BSPF
386
British Steel Pension Fund
United Kingdom
$4.59M -$320K -3,218 -7%
DY
387
Dowling & Yahnke
California
$4.59M +$37.6K +378 +0.8%
EWM
388
Endurance Wealth Management
Rhode Island
$4.55M +$844K +8,495 +23%
Thrivent Financial for Lutherans
389
Thrivent Financial for Lutherans
Minnesota
$4.47M +$3M +30,150 +204%
NB
390
NBT Bank
New York
$4.46M +$96K +966 +2%
V
391
Veritable
Delaware
$4.33M -$582K -5,853 -12%
WBC
392
Westpac Banking Corp
Australia
$4.28M +$1.07M +10,730 +33%
BBA
393
BLB&B Advisors
Pennsylvania
$4.28M -$18K -181 -0.4%
CM
394
Churchill Management
California
$4.27M +$4.27M +43,012 New
NIA
395
Northstar Investment Advisors
Colorado
$4.2M +$444K +4,465 +12%
TMAM
396
Tokio Marine Asset Management
Japan
$4.19M -$149K -1,500 -3%
PPCM
397
Pillar Pacific Capital Management
California
$4.17M -$69.1K -695 -2%
OA
398
OFI Advisors
Pennsylvania
$4.12M -$355K -3,571 -8%
RS
399
Robeco Schweiz
Switzerland
$4.1M +$1.77M +17,850 +76%
HFS
400
HL Financial Services
Kentucky
$4.07M -$827K -8,325 -17%
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