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Caterpillar
CAT

Overview Fund Activity

1,071 hedge funds and large institutions have $33.2B invested in Caterpillar in 2013 Q3 according to their latest regulatory filings, with 82 funds opening new positions, 365 increasing their positions, 484 reducing their positions, and 74 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,071
Holders Change
-2
Holders Change %
-0.19%
% of All Funds
34.74%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.71%
New
82
Increased
365
Reduced
484
Closed
74
Calls
$930M
Puts
$1.52B
Net Calls
-$586M
Net Calls Change
+$45M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$225M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$166M
3
Franklin Resources
Franklin Resources
California
+$111M
4
SG Americas Securities
SG Americas Securities
New York
+$107M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$95.3M

Top Sellers

1
State Street
State Street
Massachusetts
-$221M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$145M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$82.6M
4
HSBC Holdings
HSBC Holdings
United Kingdom
-$73.2M
5
Schroder Investment Management Group
Schroder Investment Management Group
United Kingdom
-$64.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
SHGA
376
Sand Hill Global Advisors
California
$3.77M +$1.09M +13,031 +41%
BIC
377
Bridges Investment Counsel
Nebraska
$3.73M -$111K -1,326 -3%
GG
378
Greenwood Gearhart
Arkansas
$3.72M +$176K +2,115 +5%
OA
379
OFI Advisors
Pennsylvania
$3.7M -$135K -1,621 -4%
DY
380
Dowling & Yahnke
California
$3.66M +$3.25K +39 +0.1%
Walleye Trading
381
Walleye Trading
New York
$3.6M +$3.6M +43,150 New
BF
382
BOK Financial
Oklahoma
$3.56M -$1.66M -19,893 -32%
CC
383
Curian Capital
Colorado
$3.56M +$224K +2,691 +7%
PPCM
384
Pillar Pacific Capital Management
California
$3.54M +$152K +1,825 +4%
BBA
385
BLB&B Advisors
Pennsylvania
$3.54M -$5.75K -69 -0.2%
NIM
386
Northeast Investment Management
Massachusetts
$3.53M -$86.1K -1,032 -2%
BP
387
Banyan Partners
Florida
$3.52M -$1.43M -17,143 -29%
SC
388
SouthState Corp
Florida
$3.5M +$351K +4,203 +11%
PDN
389
Pensionfund DSM Netherlands
Netherlands
$3.49M +$1.29M +15,500 +59%
WB
390
WesBanco Bank
West Virginia
$3.47M -$114K -1,372 -3%
HPC
391
HM Payson & Co
Maine
$3.47M +$22.1K +265 +0.6%
ST
392
Semper Trust
Pennsylvania
$3.46M +$63.4K +760 +2%
CB
393
Chemical Bank
Michigan
$3.46M +$199K +2,391 +6%
HCM
394
Highbridge Capital Management
New York
$3.45M +$3.45M +41,355 New
PCM
395
Parsons Capital Management
Rhode Island
$3.44M -$103K -1,240 -3%
NB
396
NBT Bank
New York
$3.42M +$679K +8,139 +25%
WBC
397
Westpac Banking Corp
Australia
$3.42M -$1.33M -15,997 -28%
NLI
398
Nippon Life Insurance
Japan
$3.37M -$179K -2,144 -5%
FCAM
399
F&C Asset Management
United Kingdom
$3.35M -$104K -1,249 -3%
AMIM
400
Aull & Monroe Investment Management
Alabama
$3.32M +$113K +1,350 +4%
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16
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