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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
FFM
351
Fullerton Fund Management
Singapore
$8.82M +$8.08M +42,101 +1,098%
JC
352
Jacobs & Co
California
$8.71M +$949K +4,944 +12%
CIBC World Market
353
CIBC World Market
Ontario, Canada
$8.68M +$767K +3,994 +10%
AAIM
354
American Assets Investment Management
California
$8.64M – – –
SSG
355
Summit Securities Group
New York
$8.55M +$7M +36,468 +453%
MNBTD
356
Moody National Bank Trust Division
Texas
$8.4M -$13.6K -71 -0.2%
Mariner
357
Mariner
Kansas
$8.33M +$1.16M +6,068 +16%
BHWM
358
Bar Harbor Wealth Management
New Hampshire
$8.27M -$243K -1,266 -3%
GG
359
Greenwood Gearhart
Arkansas
$8.23M +$353K +1,838 +4%
MSRPS
360
Maryland State Retirement & Pension System
Maryland
$8.23M +$58.3K +296 +0.7%
SPC
361
Sigma Planning Corp
Michigan
$8.17M +$291K +1,516 +4%
CANC
362
Culbertson A N & Co
Virginia
$8.16M +$452K +2,355 +6%
FAT
363
First American Trust
California
$8.11M +$332K +1,727 +4%
ANI
364
American National Insurance
Texas
$8.05M -$8.64K -45 -0.1%
AI
365
Atria Investments
North Carolina
$8.03M -$195K -1,017 -2%
SPIA
366
Steward Partners Investment Advisory
New York
$8.02M +$339K +1,764 +4%
NCM
367
Noesis Capital Mangement
Florida
$8M +$189K +986 +2%
TRSOTSOK
368
Teachers Retirement System of the State of Kentucky
Kentucky
$8M – – –
SG
369
Swarthmore Group
Pennsylvania
$7.98M – – –
EDRH
370
Edmond de Rothschild Holding
Switzerland
$7.98M +$120K +627 +2%
AFP
371
Ausdal Financial Partners
Iowa
$7.91M -$16.1K -84 -0.2%
PWLP
372
Prio Wealth Limited Partnership
Massachusetts
$7.91M -$85.8K -447 -1%
ACA
373
Aptus Capital Advisors
Alabama
$7.74M +$1.21M +6,292 +18%
DY
374
Dowling & Yahnke
California
$7.74M -$70.1K -365 -0.9%
MA
375
MUFG Americas
New York
$7.69M -$41.3K -215 -0.5%
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