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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
RCYC
351
Richard C. Young & Co
Rhode Island
$6.16M +$351K +2,352 +6%
MA
352
MUFG Americas
New York
$6.05M +$353K +2,367 +6%
CIBC Private Wealth Group
353
CIBC Private Wealth Group
Georgia
$6.05M +$3.03M +20,995 +100%
OC
354
Oppenheimer & Co
New York
$5.96M +$1.51M +10,105 +34%
IIM
355
Intact Investment Management
Quebec, Canada
$5.93M -$74.5K -500 -1%
CM
356
Churchill Management
California
$5.86M +$5.86M +39,297 New
NCM
357
Noesis Capital Mangement
Florida
$5.85M -$168K -1,129 -3%
CANC
358
Culbertson A N & Co
Virginia
$5.85M -$40.1K -269 -0.7%
WCA
359
Waratah Capital Advisors
Ontario, Canada
$5.83M +$5.83M +39,079 New
AIA
360
Allied Investment Advisors
Montana
$5.82M -$22.4K -150 -0.4%
WIA
361
Wealthstreet Investment Advisors
Texas
$5.81M +$70.8K +475 +1%
FCH
362
Freestone Capital Holdings
Washington
$5.79M +$173K +1,163 +3%
BBVA
363
Banco Bilbao Vizcaya Argentaria
Spain
$5.75M +$1.69M +11,333 +42%
DY
364
Dowling & Yahnke
California
$5.74M -$21K -141 -0.4%
SDIC
365
South Dakota Investment Council
South Dakota
$5.72M -$2.28M -15,300 -29%
SPIA
366
Steward Partners Investment Advisory
New York
$5.7M -$1.16M -7,748 -17%
RGI
367
River Global Investors
United Kingdom
$5.62M -$104K -700 -2%
AAS
368
Avantax Advisory Services
Texas
$5.6M +$3.57M +23,907 +175%
AWM
369
AE Wealth Management
Kansas
$5.57M -$825K -5,532 -13%
BC
370
Burney Company
Virginia
$5.54M -$95.3K -639 -2%
Pacer Advisors
371
Pacer Advisors
Pennsylvania
$5.53M -$1.24M -8,294 -18%
AM
372
Atwater Malick
Pennsylvania
$5.5M +$121K +809 +2%
AFP
373
Ausdal Financial Partners
Iowa
$5.46M +$127K +852 +2%
OAM
374
Oppenheimer Asset Management
New York
$5.44M +$4.59M +30,759 +541%
FNFDCM
375
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$5.38M -$12.7K -85 -0.2%
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