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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
DY
351
Dowling & Yahnke
California
$4.89M +$139K +1,175 +3%
WIA
352
Wealthstreet Investment Advisors
Texas
$4.87M -$790K -6,667 -15%
RGI
353
River Global Investors
United Kingdom
$4.86M -$198K -1,671 -4%
MA
354
MUFG Americas
New York
$4.83M +$112K +942 +3%
JC
355
Jacobs & Co
California
$4.79M +$605K +5,103 +16%
BC
356
Burney Company
Virginia
$4.78M +$237K +1,999 +6%
NMERB
357
New Mexico Educational Retirement Board
New Mexico
$4.71M +$285K +2,400 +7%
OCM
358
Olstein Capital Management
New York
$4.68M -$830K -7,000 -16%
FNFDCM
359
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$4.58M -$33.2K -280 -0.8%
AM
360
Atwater Malick
Pennsylvania
$4.56M +$132K +1,117 +3%
SPC
361
Sigma Planning Corp
Michigan
$4.54M +$341K +2,880 +9%
CAN
362
Cetera Advisor Networks
California
$4.54M +$10.2K +86 +0.2%
Wolverine Trading
363
Wolverine Trading
Illinois
$4.53M +$4.28M +36,129 New
AFP
364
Ausdal Financial Partners
Iowa
$4.52M -$2.87M -24,222 -40%
PI
365
Putnam Investments
Massachusetts
$4.42M -$1.88M -15,838 -31%
CAPTRUST Financial Advisors
366
CAPTRUST Financial Advisors
North Carolina
$4.4M +$458K +3,861 +12%
PCM
367
Parsons Capital Management
Rhode Island
$4.29M -$62.6K -528 -2%
CCM
368
Consolidated Capital Management
California
$4.27M +$1.16M +9,755 +41%
EAM
369
Erste Asset Management
Austria
$4.19M +$462K +3,900 +13%
KC
370
Knuff & Co
California
$4.1M
SIM
371
Sentry Investment Management
Wisconsin
$4.08M -$265K -2,231 -6%
BDS
372
Banco de Sabadell
Florida
$4.08M
I
373
IberiaBank
Louisiana
$4.07M -$53.2K -449 -1%
RIM
374
Redpoint Investment Management
Australia
$4.04M -$381K -3,211 -9%
CGH
375
Crossmark Global Holdings
Texas
$4.04M -$110K -924 -3%

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.