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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
SBH
351
Segall Bryant & Hamill
Illinois
$5.01M -$299K -3,271 -6%
TBA
352
Tower Bridge Advisors
Pennsylvania
$4.99M -$8M -87,405 -62%
BCM
353
Brown Capital Management
Maryland
$4.98M -$726K -7,935 -13%
GLRA
354
Gerald L. Ray & Associates
Texas
$4.94M -$52.8K -577 -1%
GIM
355
Grassi Investment Management
California
$4.91M +$27.5K +300 +0.6%
Natixis Advisors
356
Natixis Advisors
Massachusetts
$4.88M -$423K -4,617 -8%
SIA
357
Sit Investment Associates
Minnesota
$4.88M -$261K -2,850 -5%
DY
358
Dowling & Yahnke
California
$4.83M -$7.87K -86 -0.2%
CIBC Asset Management
359
CIBC Asset Management
Ontario, Canada
$4.83M -$1.33M -14,482 -22%
CA
360
Callahan Advisors
Texas
$4.82M +$126K +1,379 +3%
BUB
361
BBVA USA Bancshares
Texas
$4.82M -$522K -5,698 -10%
PSUF
362
People's United Financial
Connecticut
$4.81M +$54.5K +596 +1%
SW
363
SVB Wealth
Massachusetts
$4.8M +$4.8M +52,475 New
LPC
364
Loeb Partners Corp
New York
$4.8M -$348K -3,800 -7%
DAM
365
Delta Asset Management
Tennessee
$4.8M +$86.6K +946 +2%
BNP Paribas Asset Management
366
BNP Paribas Asset Management
France
$4.79M -$13M -141,702 -73%
CFB
367
Cullen/Frost Bankers
Texas
$4.73M +$152K +1,657 +3%
AIC
368
Argus Investors Counsel
New York
$4.66M +$210K +2,290 +5%
CHAM
369
Clear Harbor Asset Management
Connecticut
$4.65M +$167K +1,825 +4%
FWIA
370
Fort Washington Investment Advisors
Ohio
$4.63M – – –
BA
371
Boston Advisors
Massachusetts
$4.58M +$19K +208 +0.4%
RJA
372
Robshaw & Julian Associates
New York
$4.54M +$327K +3,574 +8%
TCM
373
Twin Capital Management
Pennsylvania
$4.51M +$371K +4,050 +9%
OA
374
OFI Advisors
Pennsylvania
$4.51M +$717K +7,837 +19%
Two Sigma Investments
375
Two Sigma Investments
New York
$4.5M +$4.5M +49,200 New
13 14
15
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