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Caterpillar
CAT

Overview Fund Activity

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M

Top Buyers

1
WRF
Waddell & Reed Financial
Kansas
+$226M
2
HCM
Herndon Capital Management
Georgia
+$127M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$95M
4
Vanguard Group
Vanguard Group
Pennsylvania
+$86.8M
5
Wellington Management Group
Wellington Management Group
Massachusetts
+$76.6M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$734M
2
Fidelity Investments
Fidelity Investments
Massachusetts
-$407M
3
Norges Bank
Norges Bank
Norway
-$247M
4
Goldman Sachs
Goldman Sachs
New York
-$168M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$152M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
351
Callahan Advisors
Texas
$5.08M -$20.3K -205 -0.4%
FWIA
352
Fort Washington Investment Advisors
Ohio
$5.01M -$2.53M -25,496 -34%
AIMCA
353
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$4.98M -$3.95M -39,900 -44%
CFB
354
Cullen/Frost Bankers
Texas
$4.96M -$66.6K -673 -1%
BA
355
Boston Advisors
Massachusetts
$4.94M -$3.69M -37,238 -43%
CHAM
356
Clear Harbor Asset Management
Connecticut
$4.85M -$689K -6,958 -12%
SAM
357
Silvercrest Asset Management
New York
$4.84M +$29.9K +302 +0.6%
KRS
358
Kentucky Retirement Systems
Kentucky
$4.84M +$4.84M +48,844 New
AIC
359
Argus Investors Counsel
New York
$4.81M -$22.2K -224 -0.5%
FAAS
360
First Allied Advisory Services
California
$4.81M -$286K -2,885 -6%
LSERS
361
Louisiana State Employees Retirement System
Louisiana
$4.77M -$79.2K -800 -2%
B
362
BP
United Kingdom
$4.75M -$4.75M -48,000 -50%
PP
363
Palladium Partners
Virginia
$4.75M -$95.1K -960 -2%
GG
364
Greenwood Gearhart
Arkansas
$4.74M -$8.62K -87 -0.2%
AC
365
Allstate Corporation
Illinois
$4.72M -$1.74M -17,609 -27%
SCM
366
Sterling Capital Management
North Carolina
$4.71M -$1.41M -14,289 -23%
GF
367
Goodman Financial
Texas
$4.69M -$114K -1,149 -2%
CM
368
Churchill Management
California
$4.69M +$177K +1,788 +4%
ANI
369
American National Insurance
Texas
$4.65M – – –
FBB
370
Fulton Breakefield Broenniman
Maryland
$4.65M +$43.7K +441 +0.9%
GSBTD
371
Glenview State Bank Trust Department
Illinois
$4.65M +$74.3K +750 +2%
DC
372
Davenport & Co
Virginia
$4.61M -$337K -3,406 -7%
AL
373
AJO LP
Pennsylvania
$4.6M -$83.3M -841,650 -95%
LCS
374
Levin Capital Strategies
New York
$4.58M -$297K -3,000 -6%
RJA
375
Robshaw & Julian Associates
New York
$4.55M +$327K +3,300 +8%
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