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Caterpillar
CAT

Overview Fund Activity

1,883 hedge funds and large institutions have $68.6B invested in Caterpillar in 2020 Q4 according to their latest regulatory filings, with 317 funds opening new positions, 697 increasing their positions, 608 reducing their positions, and 63 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,883
Holders Change
+232
Holders Change %
+14.05%
% of All Funds
33.41%
Holding in Top 10
30
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+36.36%
% of All Funds
0.53%
New
317
Increased
697
Reduced
608
Closed
63
Calls
$1.78B
Puts
$2.1B
Net Calls
-$316M
Net Calls Change
-$338M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$2.37B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$1.1B
3
Capital World Investors
Capital World Investors
California
$598M
4
Citadel Advisors
Citadel Advisors
Florida
$237M
5
Invesco
Invesco
Georgia
$710M

Top Sellers

1
Sanders Capital
Sanders Capital
Florida
$0
2
State Street
State Street
Massachusetts
$7.51B
3
Primecap Management
Primecap Management
California
$925M
4
Macquarie Group
Macquarie Group
Australia
$728M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$203M
Name Holding Trade Value Shares
Change 		Shares
Change %
CTC
326
Central Trust Company
Missouri
$8.97M +$596K +3,275 +7%
BB
327
Busey Bank
Illinois
$8.94M -$273K -1,500 -3%
GSBTD
328
Glenview State Bank Trust Department
Illinois
$8.91M -$581K -3,190 -6%
SAM
329
Securian Asset Management
Minnesota
$8.82M -$250K -1,376 -3%
GWM
330
Geneos Wealth Management
Colorado
$8.81M -$4.24M -20,817 -33%
HR
331
Howe & Rusling
New York
$8.64M +$8.49M +46,661 +5,629%
MCM
332
Moore Capital Management
New York
$8.51M +$8.51M +46,728 New
SC
333
Scotia Capital
Ontario, Canada
$8.49M -$2.63M -14,452 -24%
OC
334
Oppenheimer & Co
New York
$8.45M +$1.17M +6,433 +16%
TRSOTSOK
335
Teachers Retirement System of the State of Kentucky
Kentucky
$8.22M -$637K -3,500 -7%
AAIM
336
American Assets Investment Management
California
$8.19M – – –
Cerity Partners
337
Cerity Partners
New York
$8.19M +$211K +1,160 +3%
SW
338
SteelPeak Wealth
California
$8.15M +$1.79M +9,826 +28%
MNBTD
339
Moody National Bank Trust Division
Texas
$8.01M – – –
GG
340
Greenwood Gearhart
Arkansas
$7.99M -$1.63M -8,932 -17%
PGFC
341
Peapack-Gladstone Financial Corp
New Jersey
$7.95M -$227K -1,246 -3%
BHWM
342
Bar Harbor Wealth Management
New Hampshire
$7.94M -$28K -154 -0.4%
RCYC
343
Richard C. Young & Co
Rhode Island
$7.89M +$381K +2,095 +5%
WorldQuant Millennium Advisors
344
WorldQuant Millennium Advisors
New York
$7.86M – – –
OPERF
345
Oregon Public Employees Retirement Fund
Oregon
$7.72M -$243K -1,336 -3%
Susquehanna International Group
346
Susquehanna International Group
Pennsylvania
$7.72M -$26.7M -146,892 -78%
CAM
347
Columbia Asset Management
Michigan
$7.71M -$24.2K -133 -0.3%
PWLP
348
Prio Wealth Limited Partnership
Massachusetts
$7.68M -$302K -1,659 -4%
Cetera Investment Advisers
349
Cetera Investment Advisers
Illinois
$7.67M +$5.68M +31,221 +286%
ANI
350
American National Insurance
Texas
$7.67M – – –
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