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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$519M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$347M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$336M
4
AIG
American International Group
New York
+$325M
5
Ameriprise
Ameriprise
Minnesota
+$190M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$270M
2
State Street
State Street
Massachusetts
-$208M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$167M
4
Deutsche Bank
Deutsche Bank
Germany
-$152M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$149M
Name Holding Trade Value Shares
Change 		Shares
Change %
Dodge & Cox
326
Dodge & Cox
California
$6.38M -$25.7K -174 -0.4%
MLIC
327
Mandatum Life Insurance Company
Finland
$6.36M – – –
NAMA
328
Nikko Asset Management Americas
New York
$6.23M -$1.07M -7,237 -15%
BFIC
329
Bedell Frazier Investment Counselling
California
$6.22M – – –
ANI
330
American National Insurance
Texas
$6.22M -$690K -4,675 -10%
SCA
331
Snowden Capital Advisors
New York
$6.2M +$1.37M +9,300 +28%
UB
332
UMB Bank
Missouri
$6.19M -$131K -884 -2%
LCM
333
Logan Capital Management
Pennsylvania
$6.1M -$164K -1,109 -3%
NCM
334
Noesis Capital Mangement
Florida
$6.1M +$174K +1,177 +3%
SW
335
SteelPeak Wealth
California
$6.03M +$6.03M +40,812 New
RGI
336
River Global Investors
United Kingdom
$6M +$22.1K +150 +0.4%
PGFC
337
Peapack-Gladstone Financial Corp
New Jersey
$5.99M -$195K -1,320 -3%
AAF
338
Andra AP-fonden
Sweden
$5.95M +$369K +2,500 +7%
IIM
339
Intact Investment Management
Quebec, Canada
$5.95M +$428K +2,900 +8%
DA
340
Duality Advisers
Florida
$5.92M +$5.92M +40,064 New
AAIM
341
American Assets Investment Management
California
$5.91M – – –
WAM
342
World Asset Management
Michigan
$5.89M -$155K -1,050 -3%
SPIA
343
Steward Partners Investment Advisory
New York
$5.83M -$888K -6,015 -13%
CAN
344
Cetera Advisor Networks
California
$5.8M +$506K +3,421 +10%
JIR
345
James Investment Research
Ohio
$5.8M +$1.46M +9,866 +34%
TAF
346
Tredje AP-fonden
Sweden
$5.72M -$2.09M -14,185 -27%
CANC
347
Culbertson A N & Co
Virginia
$5.67M -$220K -1,488 -4%
OCM
348
Olstein Capital Management
New York
$5.61M -$738K -5,000 -12%
ASC
349
Atalanta Sosnoff Capital
New York
$5.59M +$5.08M +34,394 +1,004%
PSUF
350
People's United Financial
Connecticut
$5.57M -$566K -3,832 -9%
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