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Caterpillar

1,532 hedge funds and large institutions have $60.8B invested in Caterpillar in 2018 Q3 according to their latest regulatory filings, with 129 funds opening new positions, 553 increasing their positions, 553 reducing their positions, and 99 closing their positions.

New
Increased
Maintained
Reduced
Closed

30% more first-time investments, than exits

New positions opened: 129 | Existing positions closed: 99

12% more capital invested

Capital invested by funds: $54.5B → $60.8B (+$6.34B)

10% more funds holding in top 10

Funds holding in top 10: 2932 (+3)

1% more funds holding

Funds holding: 1,5141,532 (+18)

0% more repeat investments, than reductions

Existing positions increased: 553 | Existing positions reduced: 553

0.04% less ownership

Funds ownership: 67.38%67.33% (-0.04%)

4% less call options, than puts

Call options by funds: $1.92B | Put options by funds: $2.01B

Holders
1,532
Holders Change
+18
Holders Change %
+1.19%
% of All Funds
35.02%
Holding in Top 10
32
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+10.34%
% of All Funds
0.73%
New
129
Increased
553
Reduced
553
Closed
99
Calls
$1.92B
Puts
$2.01B
Net Calls
-$87.3M
Net Calls Change
+$395M
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
326
Securian Asset Management
Minnesota
$9.26M -$38.9K -275 -0.5%
LDB
327
Lee, Danner & Bass
Tennessee
$9.24M +$21.2K +150 +0.2%
FTIOP
328
Fiduciary Trust International of Pennsylvania
Pennsylvania
$9.16M -$784K -5,540 -8%
BC
329
Blackhill Capital
New Jersey
$9.15M
CA
330
Cornerstone Advisors
North Carolina
$9.15M +$4.1M +29,000 +94%
SCM
331
Sterling Capital Management
North Carolina
$9.13M +$273K +1,930 +3%
UIC
332
Uniplan Investment Counsel
Wisconsin
$9.12M -$1.37M -9,674 -14%
TRSOTSOK
333
Teachers Retirement System of the State of Kentucky
Kentucky
$9.05M -$849K -6,000 -9%
BFIC
334
Bedell Frazier Investment Counselling
California
$8.98M +$8.33M +58,865 New
UB
335
UMB Bank
Missouri
$8.84M +$377K +2,668 +5%
AC
336
AFAM Capital
Texas
$8.84M +$140K +991 +2%
Natixis Advisors
337
Natixis Advisors
Massachusetts
$8.71M +$677K +4,789 +9%
Brown Advisory
338
Brown Advisory
Maryland
$8.71M -$95.5K -675 -1%
AAM
339
Advisors Asset Management
Colorado
$8.68M +$41.6K +294 +0.5%
AAA
340
Adams Asset Advisors
Texas
$8.65M +$205K +1,449 +3%
CIBC Asset Management
341
CIBC Asset Management
Ontario, Canada
$8.63M +$5.94K +42 +0.1%
CSIC
342
Clifford Swan Investment Counsel
California
$8.62M -$42.4K -300 -0.5%
AAF
343
Andra AP-fonden
Sweden
$8.59M -$184K -1,300 -2%
XK
344
Xact Kapitalforvaltning
Sweden
$8.41M -$1.01M -7,132 -11%
GIM
345
Grassi Investment Management
California
$8.4M
FT
346
Fiduciary Trust
Massachusetts
$8.4M -$35.4K -250 -0.5%
DILIC
347
Dai-ichi Life Insurance Company
Japan
$8.35M +$2.1M +14,865 +37%
WBC
348
Westpac Banking Corp
Australia
$8.35M +$1.36M +9,597 +21%
Truist Financial
349
Truist Financial
North Carolina
$8.28M +$707K +5,000 +10%
AHB
350
Abner Herrman & Brock
New Jersey
$8.27M +$1.36M +9,645 +22%

CAT Hedge Fund Activity: Q3 2018 in Review

1,532 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2018, worth a combined $60.8B — up 12% from $54.5B a quarter earlier.

Buyers outnumbered sellers: 129 funds opened new CAT positions and 99 closed out — a net gain of 30 holders — while 553 added to existing stakes and 553 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $414M. The largest seller was Wellington Management Group, cutting an estimated $621M.

  • 1,532 institutional investors held Caterpillar (CAT) as of Q3 2018, up from 1,514 in Q2 2018.
  • Funds reported $60.8B of Caterpillar stock for Q3 2018, up 12% quarter-over-quarter.
  • 129 funds opened new Caterpillar positions in Q3 2018 and 99 closed out, a net change of +30 holders.
  • The largest Caterpillar buyer in Q3 2018 was Capital Research Global Investors, an estimated $414M added.
  • The largest Caterpillar seller in Q3 2018 was Wellington Management Group, an estimated $621M sold.

Based on aggregated 13F filings for Q3 2018.