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Caterpillar
CAT

Overview Fund Activity

1,114 hedge funds and large institutions have $31.5B invested in Caterpillar in 2015 Q1 according to their latest regulatory filings, with 82 funds opening new positions, 401 increasing their positions, 476 reducing their positions, and 152 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,114
Holders Change
-84
Holders Change %
-7.01%
% of All Funds
29.71%
Holding in Top 10
8
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-38.46%
% of All Funds
0.21%
New
82
Increased
401
Reduced
476
Closed
152
Calls
$816M
Puts
$1.85B
Net Calls
-$1.03B
Net Calls Change
-$567M

Top Buyers

1
Harris Associates
Harris Associates
Illinois
+$565M
2
Franklin Resources
Franklin Resources
California
+$256M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$181M
4
Capital World Investors
Capital World Investors
California
+$119M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$95M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$342M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$283M
3
EVM
Eaton Vance Management
Massachusetts
-$209M
4
HCM
Herndon Capital Management
Georgia
-$135M
5
Morgan Stanley
Morgan Stanley
New York
-$122M
Name Holding Trade Value Shares
Change 		Shares
Change %
SGCA
326
Steel Grove Capital Advisors
Tennessee
$4.61M +$4.61M +57,573 New
TCM
327
Twin Capital Management
Pennsylvania
$4.59M +$643K +8,030 +16%
GJIC
328
Gamble Jones Investment Counsel
California
$4.57M -$397K -4,958 -8%
SAM
329
Securian Asset Management
Minnesota
$4.52M +$131K +1,634 +3%
DAM
330
Delta Asset Management
Tennessee
$4.52M +$327K +4,088 +8%
PSUF
331
People's United Financial
Connecticut
$4.51M +$304K +3,796 +7%
LS
332
Livforsakringsbolaget Skandia
Sweden
$4.5M -$168K -2,100 -4%
GLRA
333
Gerald L. Ray & Associates
Texas
$4.46M +$148K +1,848 +3%
HAM
334
Highstreet Asset Management
Ontario, Canada
$4.42M -$848K -10,600 -16%
CFB
335
Cullen/Frost Bankers
Texas
$4.4M +$258K +3,221 +6%
CA
336
Callahan Advisors
Texas
$4.38M +$159K +1,991 +4%
DY
337
Dowling & Yahnke
California
$4.37M +$143K +1,782 +3%
BCM
338
Brown Capital Management
Maryland
$4.35M -$160 -2 -0%
DC
339
Davenport & Co
Virginia
$4.32M +$600K +7,491 +16%
GIM
340
Grassi Investment Management
California
$4.29M -$2.4K -30 -0.1%
CL
341
Croft-Leominster
Maryland
$4.28M -$133K -1,657 -3%
CIBC Asset Management
342
CIBC Asset Management
Ontario, Canada
$4.27M +$49.5K +618 +1%
NIA
343
Northstar Investment Advisors
Colorado
$4.23M +$427K +5,342 +11%
CHAM
344
Clear Harbor Asset Management
Connecticut
$4.16M +$90.4K +1,130 +2%
CC
345
Cannell & Co
New York
$4.14M +$284K +3,555 +7%
CA
346
Cullinan Associates
Kentucky
$4.14M +$312K +3,900 +8%
SBH
347
Segall Bryant & Hamill
Illinois
$4.12M -$261K -3,262 -6%
GA
348
GFS Advisors
Texas
$4.12M +$2.96M +37,000 +256%
LPC
349
Loeb Partners Corp
New York
$4.11M -$80K -1,000 -2%
Nomura Holdings
350
Nomura Holdings
Japan
$4.04M -$5.23M -63,985 -56%
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