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Caterpillar
CAT

Overview Fund Activity

1,929 hedge funds and large institutions have $70.9B invested in Caterpillar in 2021 Q3 according to their latest regulatory filings, with 97 funds opening new positions, 816 increasing their positions, 692 reducing their positions, and 151 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,929
Holders Change
-85
Holders Change %
-4.22%
% of All Funds
33.88%
Holding in Top 10
21
Holding in Top 10 Change
-9
Holding in Top 10 Change %
-30%
% of All Funds
0.37%
New
97
Increased
816
Reduced
692
Closed
151
Calls
$1.87B
Puts
$2.99B
Net Calls
-$1.12B
Net Calls Change
-$696M

Top Buyers

1
Two Sigma Advisers
Two Sigma Advisers
New York
+$344M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$263M
3
Goldman Sachs
Goldman Sachs
New York
+$232M
4
Northern Trust
Northern Trust
Illinois
+$197M
5
BlackRock
BlackRock
New York
+$161M

Top Sellers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
-$828M
2
Macquarie Group
Macquarie Group
Australia
-$382M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$283M
4
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
-$274M
5
Capital International Investors
Capital International Investors
California
-$197M
Name Holding Trade Value Shares
Change 		Shares
Change %
BCM
301
Birmingham Capital Management
Alabama
$11.3M -$4.8K -25 -0%
DP
302
Dearborn Partners
Illinois
$11.3M -$911K -4,747 -7%
MCM
303
Moore Capital Management
New York
$11.2M +$11.2M +58,482 New
PGFC
304
Peapack-Gladstone Financial Corp
New Jersey
$11.2M -$44.3K -231 -0.4%
ICG
305
InterOcean Capital Group
Tennessee
$11.2M +$10.8M +56,431 +3,139%
CS
306
Candriam SCA
Luxembourg
$11.1M -$276K -1,439 -2%
LG
307
LaFleur & Godfrey
Michigan
$11.1M +$353K +1,838 +3%
IC
308
Inverness Counsel
New York
$11M +$11M +57,401 New
NAMA
309
Nikko Asset Management Americas
New York
$10.7M -$28.9M -149,114 -73%
IMRF
310
Illinois Municipal Retirement Fund
Illinois
$10.6M +$2.07M +10,788 +24%
BGIM
311
Brandywine Global Investment Management
Pennsylvania
$10.6M -$126K -655 -1%
DADC
312
D.A. Davidson & Co
Montana
$10.5M -$77.4K -403 -0.7%
TCM
313
Tufton Capital Management
Maryland
$10.5M +$48.6K +253 +0.5%
Cetera Investment Advisers
314
Cetera Investment Advisers
Illinois
$10.4M +$1.29M +6,698 +14%
KIA
315
KCM Investment Advisors
California
$10.3M +$2.56M +13,322 +33%
TCBWMS
316
Texas Capital Bank Wealth Management Services
Texas
$10.3M +$3.87M +20,161 +60%
DILIC
317
Dai-ichi Life Insurance Company
Japan
$10.1M -$248K -1,291 -2%
CIBC Asset Management
318
CIBC Asset Management
Ontario, Canada
$10.1M +$333K +1,736 +3%
AAF
319
Andra AP-fonden
Sweden
$10M -$211K -1,100 -2%
JIR
320
James Investment Research
Ohio
$9.89M -$651K -3,389 -6%
BCM
321
Becker Capital Management
Oregon
$9.79M -$59.7K -311 -0.6%
PAM
322
Panagora Asset Management
Massachusetts
$9.63M +$2.36M +12,294 +32%
OC
323
Oppenheimer & Co
New York
$9.63M +$1.28M +6,642 +15%
AIA
324
Avalon Investment & Advisory
Texas
$9.61M -$6.61M -34,455 -41%
ACM
325
Arosa Capital Management
Florida
$9.6M +$5.76M +30,000 +150%
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