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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
Mercer Global Advisors
301
Mercer Global Advisors
Colorado
$8.4M +$221K +1,480 +3%
WT
302
Whittier Trust
California
$8.4M +$22.5K +151 +0.3%
Kovitz Investment Group Partners
303
Kovitz Investment Group Partners
Illinois
$8.27M -$77.6K -520 -0.9%
SMI
304
Shelter Mutual Insurance
Missouri
$8.23M – – –
QP
305
Quilter Plc
United Kingdom
$8.07M -$294K -1,968 -4%
BF
306
BOK Financial
Oklahoma
$8M +$1.97M +13,180 +33%
HAI
307
Hennessy Advisors Inc
California
$7.98M -$1.24M -8,300 -13%
JIR
308
James Investment Research
Ohio
$7.95M +$2.02M +13,563 +34%
AAF
309
Andra AP-fonden
Sweden
$7.91M -$761K -5,100 -9%
GG
310
Greenwood Gearhart
Arkansas
$7.88M -$249K -1,669 -3%
DC
311
Davenport & Co
Virginia
$7.84M +$200K +1,338 +3%
NAM
312
Nissay Asset Management
Japan
$7.81M -$1.48M -9,906 -16%
CIBC Asset Management
313
CIBC Asset Management
Ontario, Canada
$7.8M +$106K +708 +1%
GSBTD
314
Glenview State Bank Trust Department
Illinois
$7.78M -$55.2K -370 -0.7%
LIA
315
LS Investment Advisors
Michigan
$7.72M +$174K +1,166 +2%
ACP
316
Ashfield Capital Partners
California
$7.72M +$1.03M +6,930 +15%
KAS
317
Kestra Advisory Services
Texas
$7.68M +$7.68M +51,469 New
Simplex Trading
318
Simplex Trading
Illinois
$7.64M -$2.62M -17,576 -26%
BCM
319
Becker Capital Management
Oregon
$7.56M +$93.2K +625 +1%
BB
320
Busey Bank
Illinois
$7.55M -$269K -1,803 -3%
AAA
321
Adams Asset Advisors
Texas
$7.52M +$137K +918 +2%
TW
322
Transform Wealth
Colorado
$7.5M +$7.5M +50,282 New
COPPSERS
323
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$7.48M +$2.87M +19,224 +62%
SAM
324
Securian Asset Management
Minnesota
$7.43M -$100K -671 -1%
TRSOTSOK
325
Teachers Retirement System of the State of Kentucky
Kentucky
$7.26M -$500K -3,350 -6%
11 12
13
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