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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
Renaissance Technologies
New York
$252M
2
Sanders Capital
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
WT
301
Whittier Trust
California
$8.31M +$7.32K +54 +0.1%
VDI
302
Vaughan David Investments
Illinois
$8.3M +$10.6K +78 +0.1%
GMI
303
Greystone Managed Investments
Saskatchewan, Canada
$8.28M -$551K -4,067 -6%
CFG
304
Citizens Financial Group
Rhode Island
$8.22M +$132K +974 +2%
Tudor Investment Corp
305
Tudor Investment Corp
Connecticut
$8.22M +$8.22M +60,658 New
TRSOTSOK
306
Teachers Retirement System of the State of Kentucky
Kentucky
$8.2M -$576K -4,250 -7%
CTC
307
Central Trust Company
Missouri
$8.14M -$292K -2,155 -3%
BC
308
Blackhill Capital
New Jersey
$8.13M – – –
DILIC
309
Dai-ichi Life Insurance Company
Japan
$8.02M +$1.27M +9,361 +19%
SAM
310
Securian Asset Management
Minnesota
$7.99M -$106K -785 -1%
WBC
311
Westpac Banking Corp
Australia
$7.88M +$140K +1,035 +2%
AIM
312
Achmea Investment Management
Netherlands
$7.87M -$171K -1,262 -2%
BB
313
Busey Bank
Illinois
$7.83M -$387K -2,853 -5%
DP
314
Dearborn Partners
Illinois
$7.81M -$33.5K -247 -0.4%
AFP
315
Ausdal Financial Partners
Iowa
$7.72M +$147K +1,082 +2%
PAM
316
Panagora Asset Management
Massachusetts
$7.67M -$28.1M -207,196 -79%
NAMA
317
Nikko Asset Management Americas
New York
$7.62M +$1.18M +8,714 +18%
AAA
318
Adams Asset Advisors
Texas
$7.57M – – –
CSIC
319
Clifford Swan Investment Counsel
California
$7.47M -$6.77K -50 -0.1%
DADC
320
D.A. Davidson & Co
Montana
$7.44M +$1.43M +10,704 +24%
TCM
321
Twin Capital Management
Pennsylvania
$7.43M +$52.2K +385 +0.7%
NIPH
322
NN Investment Partners Holdings
Netherlands
$7.36M -$39.3M -290,349 -84%
FT
323
Fiduciary Trust
Massachusetts
$7.33M -$142K -1,050 -2%
DC
324
Davenport & Co
Virginia
$7.32M -$101K -748 -1%
Pacer Advisors
325
Pacer Advisors
Pennsylvania
$7.26M +$7.25M +53,489 +76,413%
11 12
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