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Caterpillar
CAT

Overview Fund Activity

1,161 hedge funds and large institutions have $39B invested in Caterpillar in 2016 Q4 according to their latest regulatory filings, with 157 funds opening new positions, 350 increasing their positions, 468 reducing their positions, and 69 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,161
Holders Change
+69
Holders Change %
+6.32%
% of All Funds
29.07%
Holding in Top 10
20
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.26%
% of All Funds
0.5%
New
157
Increased
350
Reduced
468
Closed
69
Calls
$956M
Puts
$1.7B
Net Calls
-$742M
Net Calls Change
-$193M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$299M
2
Capital World Investors
Capital World Investors
California
+$227M
3
Morgan Stanley
Morgan Stanley
New York
+$179M
4
CCI
Columbus Circle Investors
+$108M
5
Vanguard Group
Vanguard Group
Pennsylvania
+$96.5M

Top Sellers

1
Harris Associates
Harris Associates
Illinois
-$203M
2
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$154M
3
Bank of New York Mellon
Bank of New York Mellon
New York
-$111M
4
Capital Research Global Investors
Capital Research Global Investors
California
-$102M
5
State Street
State Street
Massachusetts
-$101M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAF
301
Andra AP-fonden
Sweden
$4.78M +$417K +4,500 +10%
PWLP
302
Prio Wealth Limited Partnership
Massachusetts
$4.75M -$278K -2,995 -6%
PAG
303
Private Advisor Group
New Jersey
$4.67M +$1.22M +12,914 +35%
MI
304
Markston International
New York
$4.67M -$1.76M -18,935 -27%
Fifth Third Bancorp
305
Fifth Third Bancorp
Ohio
$4.66M -$70.2K -757 -1%
WBC
306
Westpac Banking Corp
Australia
$4.66M -$4.25K -45 -0.1%
AFM
307
Anson Funds Management
Texas
$4.64M +$4.64M +50,000 New
MA
308
MUFG Americas
New York
$4.6M -$120K -1,295 -3%
SCM
309
Stevens Capital Management
Pennsylvania
$4.59M -$1.98M -21,317 -30%
FHA
310
First Horizon Advisors
Tennessee
$4.58M – – –
BAMF
311
BI Asset Management Fondsmaeglerselskab
Denmark
$4.55M -$11.6M -125,100 -72%
DY
312
Dowling & Yahnke
California
$4.54M +$22.9K +247 +0.5%
IIM
313
Ipswich Investment Management
Massachusetts
$4.52M +$942K +10,155 +26%
ACM
314
Azimuth Capital Management
Michigan
$4.5M -$2.03M -21,845 -31%
TAF
315
Tredje AP-fonden
Sweden
$4.46M -$6.12K -66 -0.1%
SDJVC
316
St. Denis J. Villere & Co
Louisiana
$4.4M +$27.8K +300 +0.6%
SOADOR
317
State of Alaska Department of Revenue
Alaska
$4.37M +$5.56K +60 +0.1%
OCM
318
Olstein Capital Management
New York
$4.36M – – –
ANI
319
American National Insurance
Texas
$4.34M – – –
DADC
320
D.A. Davidson & Co
Montana
$4.33M -$630K -6,793 -13%
NFA
321
Nuveen Fund Advisors
Illinois
$4.29M +$276K +2,980 +7%
Tudor Investment Corp
322
Tudor Investment Corp
Connecticut
$4.29M -$4.67M -50,306 -52%
CAM
323
Capstone Asset Management
Texas
$4.28M -$240K -2,585 -5%
Mirae Asset Global Investments
324
Mirae Asset Global Investments
South Korea
$4.25M +$1.21M +13,016 +40%
MC
325
Mathes Company
New York
$4.21M -$155K -1,675 -4%
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