Anson Funds Management’s Caterpillar CAT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-50,000	Closed	-$4.64M	–	53
2016 Q4	$4.64M	Buy	+50,000	New	+$4.64M	1.45%	11