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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
GSBTD
301
Glenview State Bank Trust Department
Illinois
$4.68M -$11.1K -125 -0.2%
Daiwa Securities Group
302
Daiwa Securities Group
Japan
$4.68M -$671K -7,560 -13%
NCM
303
Noesis Capital Mangement
Florida
$4.68M -$273K -3,080 -6%
IRF
304
IBM Retirement Fund
New York
$4.67M -$1.85M -20,807 -28%
Jane Street
305
Jane Street
New York
$4.63M +$2.59M +29,190 +127%
HFS
306
HL Financial Services
Kentucky
$4.59M +$1.24M +14,020 +37%
FHA
307
First Horizon Advisors
Tennessee
$4.58M +$254K +2,861 +6%
CIBC Asset Management
308
CIBC Asset Management
Ontario, Canada
$4.55M -$419K -4,726 -8%
Fifth Third Bancorp
309
Fifth Third Bancorp
Ohio
$4.53M -$370K -4,173 -8%
MA
310
MUFG Americas
New York
$4.52M -$127K -1,425 -3%
MFS
311
MSI Financial Services
Massachusetts
$4.51M -$359K -4,039 -7%
Fayez Sarofim & Co
312
Fayez Sarofim & Co
Texas
$4.49M -$919K -10,355 -17%
WBC
313
Westpac Banking Corp
Australia
$4.38M +$318K +3,581 +8%
CIBC World Market
314
CIBC World Market
Ontario, Canada
$4.33M -$86.1K -970 -2%
CAM
315
Capstone Asset Management
Texas
$4.33M +$74.4K +838 +2%
DY
316
Dowling & Yahnke
California
$4.32M -$1.6K -18 -0%
VRS
317
Virginia Retirement Systems
Virginia
$4.29M – – –
TAF
318
Tredje AP-fonden
Sweden
$4.28M -$1.02M -11,458 -19%
AFP
319
Ausdal Financial Partners
Iowa
$4.24M +$16.2K +183 +0.4%
NG
320
NatWest Group
United Kingdom
$4.22M +$4.22M +47,581 New
SDJVC
321
St. Denis J. Villere & Co
Louisiana
$4.19M -$48.8K -550 -1%
MC
322
Mathes Company
New York
$4.18M +$64.4K +725 +2%
SOADOR
323
State of Alaska Department of Revenue
Alaska
$4.18M +$64.8K +730 +2%
AAF
324
Andra AP-fonden
Sweden
$4.17M -$1.84M -20,700 -31%
OCM
325
Olstein Capital Management
New York
$4.17M +$4.17M +47,000 New
11 12
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