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Caterpillar

1,058 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 400 increasing their positions, 440 reducing their positions, and 126 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 65.79%66.43% (+0.64%)

9% less repeat investments, than reductions

Existing positions increased: 400 | Existing positions reduced: 440

6% less funds holding

Funds holding: 1,1281,058 (-70)

22% less capital invested

Capital invested by funds: $33.5B → $25.9B (-$7.51B)

46% less first-time investments, than exits

New positions opened: 68 | Existing positions closed: 126

46% less call options, than puts

Call options by funds: $931M | Put options by funds: $1.73B

67% less funds holding in top 10

Funds holding in top 10: 124 (-8)

Holders
1,058
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
400
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M
Name Holding Trade Value Shares
Change
Change in
Stake
BC
301
Blackhill Capital
New Jersey
$3.92M
AIC
302
Argus Investors Counsel
New York
$3.92M
DC
303
Davenport & Co
Virginia
$3.89M +$375K +4,899 +9%
Dodge & Cox
304
Dodge & Cox
California
$3.87M -$53.5K -700 -1%
SDJVC
305
St. Denis J. Villere & Co
Louisiana
$3.84M +$153K +2,000 +4%
NIA
306
Northstar Investment Advisors
Colorado
$3.83M +$355K +4,635 +9%
Brown Advisory
307
Brown Advisory
Maryland
$3.82M +$213K +2,784 +5%
CIBC Asset Management
308
CIBC Asset Management
Ontario, Canada
$3.77M +$52.7K +689 +1%
CSIC
309
Clifford Swan Investment Counsel
California
$3.75M -$283K -3,703 -6%
SM
310
Stratton Management
Pennsylvania
$3.71M +$475K +6,215 +12%
SAM
311
Securian Asset Management
Minnesota
$3.69M -$49K -640 -1%
LS
312
Livforsakringsbolaget Skandia
Sweden
$3.67M
Nomura Holdings
313
Nomura Holdings
Japan
$3.65M +$4M +52,321 New
Truist Financial
314
Truist Financial
North Carolina
$3.64M +$105K +1,369 +3%
ACM
315
Azimuth Capital Management
Michigan
$3.63M +$636K +8,315 +18%
AIS
316
American Investment Services
Massachusetts
$3.6M +$3.09M +40,447 +277%
Tudor Investment Corp
317
Tudor Investment Corp
Connecticut
$3.6M -$1.04M -13,594 -20%
GG
318
Greenwood Gearhart
Arkansas
$3.54M +$262K +3,431 +7%
DY
319
Dowling & Yahnke
California
$3.45M -$173K -2,266 -4%
Asset Management One
320
Asset Management One
Japan
$3.45M -$50.5K -660 -1%
HAM
321
Highstreet Asset Management
Ontario, Canada
$3.45M +$30.6K +400 +0.8%
FWIA
322
Fort Washington Investment Advisors
Ohio
$3.37M +$112K +1,467 +3%
CIBC World Market
323
CIBC World Market
Ontario, Canada
$3.37M +$305K +3,981 +8%
CC
324
Cannell & Co
New York
$3.33M -$34.4K -450 -0.9%
GA
325
GFS Advisors
Texas
$3.33M

CAT Hedge Fund Activity: Q3 2015 in Review

1,058 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q3 2015, worth a combined $25.9B — down 22% from $33.5B a quarter earlier.

Sellers outnumbered buyers: 126 funds closed out of CAT and 68 opened new positions — a net loss of 58 holders — while 440 trimmed existing stakes and 400 added.

The largest buyer was Capital Research Global Investors, adding an estimated $541M. The largest seller was Waddell & Reed Financial, cutting an estimated $499M.

  • 1,058 institutional investors held Caterpillar (CAT) as of Q3 2015, down from 1,128 in Q2 2015.
  • Funds reported $25.9B of Caterpillar stock for Q3 2015, down 22% quarter-over-quarter.
  • 68 funds opened new Caterpillar positions in Q3 2015 and 126 closed out, a net change of -58 holders.
  • The largest Caterpillar buyer in Q3 2015 was Capital Research Global Investors, an estimated $541M added.
  • The largest Caterpillar seller in Q3 2015 was Waddell & Reed Financial, an estimated $499M sold.

Based on aggregated 13F filings for Q3 2015.