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Caterpillar
CAT

Overview Fund Activity

1,057 hedge funds and large institutions have $25.9B invested in Caterpillar in 2015 Q3 according to their latest regulatory filings, with 68 funds opening new positions, 399 increasing their positions, 440 reducing their positions, and 126 closing their positions.

Holders
1,057
Holders Change
-70
Holders Change %
-6.21%
% of All Funds
29.54%
Holding in Top 10
4
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-66.67%
% of All Funds
0.11%
New
68
Increased
399
Reduced
440
Closed
126
Calls
$931M
Puts
$1.73B
Net Calls
-$803M
Net Calls Change
-$202M

Top Buyers

1
Capital Research Global Investors
1
Capital Research Global Investors
California
$628M
2
Harris Associates
2
Harris Associates
Illinois
$1.06B
3
Invesco
3
Invesco
Georgia
$413M
4
Wellington Management Group
4
Wellington Management Group
Massachusetts
$911M
5
Massachusetts Financial Services
5
Massachusetts Financial Services
Massachusetts
$115M

Top Sellers

1
WRF
1
Waddell & Reed Financial
Kansas
$25.1M
2
Lord, Abbett & Co
2
Lord, Abbett & Co
New Jersey
$17M
3
Bank of New York Mellon
3
Bank of New York Mellon
New York
$576M
4
American Century Companies
4
American Century Companies
Missouri
$172M
5
Westfield Capital Management
5
Westfield Capital Management
Massachusetts
$46.4M
Name Market Value Shares Shares
Change 		Shares
Change %
BC
301
Blackhill Capital
New Jersey
$3.92M 60,005 – –
AIC
302
Argus Investors Counsel
New York
$3.92M 59,970 – –
DC
303
Davenport & Co
Virginia
$3.89M 59,503 +4,899 +9%
Dodge & Cox
304
Dodge & Cox
California
$3.87M 59,218 -700 -1%
SDJVC
305
St. Denis J. Villere & Co
Louisiana
$3.84M 58,725 +2,000 +4%
NIA
306
Northstar Investment Advisors
Colorado
$3.83M 58,629 +4,635 +9%
Brown Advisory
307
Brown Advisory
Maryland
$3.82M 58,516 +2,784 +5%
CIBC Asset Management
308
CIBC Asset Management
Ontario, Canada
$3.77M 57,695 +689 +1%
CSIC
309
Clifford Swan Investment Counsel
California
$3.75M 57,343 -3,703 -6%
SM
310
Stratton Management
Pennsylvania
$3.71M 56,791 +6,215 +12%
SAM
311
Securian Asset Management
Minnesota
$3.69M 56,466 -640 -1%
LS
312
Livforsakringsbolaget Skandia
Sweden
$3.67M 56,213 – –
Nomura Holdings
313
Nomura Holdings
Japan
$3.65M 52,321 +52,321 New
Truist Financial
314
Truist Financial
North Carolina
$3.64M 55,694 +1,369 +3%
ACM
315
Azimuth Capital Management
Michigan
$3.63M 55,595 +8,315 +18%
AIS
316
American Investment Services
Massachusetts
$3.6M 55,050 +40,447 +277%
Tudor Investment Corp
317
Tudor Investment Corp
Connecticut
$3.6M 55,000 -13,594 -20%
GG
318
Greenwood Gearhart
Arkansas
$3.54M 54,228 +3,431 +7%
DY
319
Dowling & Yahnke
California
$3.45M 52,842 -2,266 -4%
Asset Management One
320
Asset Management One
Japan
$3.45M 53,557 -660 -1%
HAM
321
Highstreet Asset Management
Ontario, Canada
$3.45M 52,800 +400 +0.8%
FWIA
322
Fort Washington Investment Advisors
Ohio
$3.37M 51,623 +1,467 +3%
CIBC World Market
323
CIBC World Market
Ontario, Canada
$3.37M 51,591 +3,981 +8%
CC
324
Cannell & Co
New York
$3.34M 51,020 -450 -0.9%
GA
325
GFS Advisors
Texas
$3.33M 50,880 – –
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