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Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
BHWM
301
Bar Harbor Wealth Management
New Hampshire
$6.74M -$43.1K -471 -0.6%
Creative Planning
302
Creative Planning
Kansas
$6.73M +$539K +5,887 +9%
WAM
303
World Asset Management
Michigan
$6.61M -$1.65M -18,037 -20%
MIM
304
Marco Investment Management
Georgia
$6.61M +$74.9K +818 +1%
ID
305
Integral Derivatives
New York
$6.6M +$6.6M +72,084 New
MNA
306
Manning & Napier Advisors
New York
$6.51M -$880K -9,613 -12%
MC
307
Martin Currie
United Kingdom
$6.49M -$884K -9,657 -12%
VCM
308
Vigilant Capital Management
Maine
$6.48M +$704K +7,690 +12%
SM
309
Stratton Management
Pennsylvania
$6.48M +$1.15M +12,550 +22%
VKH
310
Virtu KCG Holdings
New York
$6.45M +$5.04M +55,083 +359%
WT
311
Washington Trust
Rhode Island
$6.42M +$385K +4,201 +6%
AIM
312
Assured Investment Management
New York
$6.4M +$6.37M +69,556 +18,401%
BOK
313
Bank of Kentucky
Kentucky
$6.4M -$284K -3,100 -4%
DIA
314
Davidson Investment Advisors
Montana
$6.36M -$6.72M -73,467 -51%
RCG
315
Ruane, Cunniff & Goldfarb
New York
$6.31M +$915 +10 +0%
DC
316
Deere & Company
Illinois
$6.3M +$229K +2,506 +4%
SMDAM
317
Sumitomo Mitsui DS Asset Management
Japan
$6.3M +$112K +1,225 +2%
Dodge & Cox
318
Dodge & Cox
California
$6.21M -$347K -3,789 -5%
BIM
319
Bridgecreek Investment Management
Oklahoma
$6.18M +$131K +1,430 +2%
CBOA
320
Commonwealth Bank of Australia
Australia
$6.07M -$954K -10,421 -14%
Calamos Advisors
321
Calamos Advisors
Illinois
$6.05M +$31.4K +343 +0.5%
HAM
322
Highstreet Asset Management
Ontario, Canada
$6.02M -$1.43M -15,677 -19%
AC
323
AFAM Capital
Texas
$6.02M +$24.4K +267 +0.4%
BA
324
BlackRock Advisors
Delaware
$6.02M -$20K -219 -0.3%
Lazard Asset Management
325
Lazard Asset Management
New York
$6.01M +$17.7K +193 +0.3%
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