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Caterpillar

1,144 hedge funds and large institutions have $40.4B invested in Caterpillar in 2014 Q3 according to their latest regulatory filings, with 50 funds opening new positions, 375 increasing their positions, 511 reducing their positions, and 61 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,144
Holders Change
-25
Holders Change %
-2.14%
% of All Funds
33.22%
Holding in Top 10
20
Holding in Top 10 Change
-12
Holding in Top 10 Change %
-37.5%
% of All Funds
0.58%
New
50
Increased
375
Reduced
511
Closed
61
Calls
$841M
Puts
$2.01B
Net Calls
-$1.16B
Net Calls Change
-$748M
Name Holding Trade Value Shares
Change
Shares
Change %
IGIM
301
I.G. Investment Management
Manitoba, Canada
$6.86M -$2.87M -29,015 -30%
Cambridge Investment Research Advisors
302
Cambridge Investment Research Advisors
Iowa
$6.84M -$6.44K -65 -0.1%
RCG
303
Ruane, Cunniff & Goldfarb
New York
$6.82M -$20.2K -204 -0.3%
Zurich Cantonal Bank
304
Zurich Cantonal Bank
Switzerland
$6.78M -$1.55M -15,664 -19%
GJIC
305
Gamble Jones Investment Counsel
California
$6.71M -$119K -1,202 -2%
Creative Planning
306
Creative Planning
Kansas
$6.7M -$52.8K -533 -0.8%
SMDAM
307
Sumitomo Mitsui DS Asset Management
Japan
$6.69M -$1.19M -12,054 -15%
CLOS
308
Compagnie Lombard Odier SCmA
Switzerland
$6.67M -$1.29M -13,069 -16%
MOACM
309
Mutual of America Capital Management
New York
$6.66M +$145K +1,469 +2%
CIBC Asset Management
310
CIBC Asset Management
Ontario, Canada
$6.66M -$214K -2,161 -3%
DC
311
Deere & Company
Illinois
$6.57M -$259K -2,619 -4%
BIM
312
Bridgecreek Investment Management
Oklahoma
$6.55M -$280K -2,830 -4%
BA
313
BlackRock Advisors
Delaware
$6.54M -$19.8M -199,598 -75%
WT
314
Washington Trust
Rhode Island
$6.53M +$48.8K +493 +0.8%
Calamos Advisors
315
Calamos Advisors
Illinois
$6.51M
AC
316
AFAM Capital
Texas
$6.49M +$94.4K +953 +1%
Lazard Asset Management
317
Lazard Asset Management
New York
$6.49M -$54.2M -547,919 -89%
TAM
318
Tocqueville Asset Management
New York
$6.41M -$91.7K -926 -1%
Schroder Investment Management Group
319
Schroder Investment Management Group
United Kingdom
$6.36M -$9.89M -99,828 -61%
CIP
320
Convergence Investment Partners
Florida
$6.31M +$1.19M +11,973 +23%
WP
321
WMS Partners
Maryland
$6.3M -$9.81K -99 -0.2%
LOCB
322
Lombard Odier & Cie (Bahamas)
Bahamas
$6.29M
VCM
323
Vigilant Capital Management
Maine
$6.25M -$294K -2,970 -4%
BCM
324
Brown Capital Management
Maryland
$6.17M -$1.22M -12,355 -17%
CIC
325
Cutler Investment Counsel
Oregon
$6.13M -$30.1K -304 -0.5%