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Caterpillar
CAT

Overview Fund Activity

1,139 hedge funds and large institutions have $36.6B invested in Caterpillar in 2013 Q4 according to their latest regulatory filings, with 156 funds opening new positions, 367 increasing their positions, 484 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,139
Holders Change
+68
Holders Change %
+6.35%
% of All Funds
33.08%
Holding in Top 10
27
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+22.73%
% of All Funds
0.78%
New
156
Increased
367
Reduced
484
Closed
75
Calls
$1.22B
Puts
$1.77B
Net Calls
-$543M
Net Calls Change
+$42.5M

Top Buyers

1
Capital World Investors
Capital World Investors
California
+$312M
2
Capital Research Global Investors
Capital Research Global Investors
California
+$305M
3
Wellington Management Group
Wellington Management Group
Massachusetts
+$298M
4
Goldman Sachs
Goldman Sachs
New York
+$238M
5
Westfield Capital Management
Westfield Capital Management
Massachusetts
+$133M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$167M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$122M
3
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
-$115M
4
State Street
State Street
Massachusetts
-$106M
5
Morgan Stanley
Morgan Stanley
New York
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BFM
301
Boston Financial Management
Massachusetts
$6.43M +$29.2K +321 +0.5%
LCM
302
Logan Capital Management
Pennsylvania
$6.42M -$150K -1,647 -2%
RCG
303
Ruane, Cunniff & Goldfarb
New York
$6.33M -$72.1K -794 -1%
MOACM
304
Mutual of America Capital Management
New York
$6.26M -$1.84M -20,303 -23%
TAM
305
Tocqueville Asset Management
New York
$6.22M -$28.2K -311 -0.5%
EAM
306
Edge Asset Management
Washington
$6.19M -$3.62M -39,884 -37%
EMR
307
Errol M. Rudman
$6.18M +$6.18M +68,100 New
Brown Advisory
308
Brown Advisory
Maryland
$6.17M -$72.8K -802 -1%
BUB
309
BBVA USA Bancshares
Texas
$6.15M -$186K -2,043 -3%
BIM
310
Bridgecreek Investment Management
Oklahoma
$6.06M +$573K +6,305 +10%
AAM
311
Aberdeen Asset Management
United Kingdom
$6.05M – – –
B
312
BP
United Kingdom
$5.99M +$5.99M +66,000 New
FIB
313
First Interstate Bank
Montana
$5.98M -$253K -2,789 -4%
FNFDCM
314
Folger Nolan Fleming Douglas Capital Management
District of Columbia
$5.87M +$5.18K +57 +0.1%
WAM
315
Wolverine Asset Management
Illinois
$5.82M +$2.8M +30,795 +92%
SIA
316
SeaBridge Investment Advisors
New Jersey
$5.81M +$167K +1,840 +3%
WMSA
317
Weiss Multi-Strategy Advisers
New York
$5.8M +$4.67M +51,400 +412%
WT
318
Washington Trust
Rhode Island
$5.79M +$136K +1,493 +2%
AMI
319
Amica Mutual Insurance
Rhode Island
$5.78M – – –
CAM
320
Congress Asset Management
Massachusetts
$5.73M -$257K -2,834 -4%
AC
321
AFAM Capital
Texas
$5.73M +$41.6K +458 +0.7%
WP
322
WMS Partners
Maryland
$5.7M -$30K -330 -0.5%
Creative Planning
323
Creative Planning
Kansas
$5.68M +$69.5K +765 +1%
UCFA
324
United Capital Financial Advisors
Texas
$5.62M +$3.67M +40,427 +189%
FCAM
325
F&C Asset Management
United Kingdom
$5.6M +$1.95M +21,497 +54%
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