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Caterpillar
CAT

Overview Fund Activity

2,267 hedge funds and large institutions have $82.8B invested in Caterpillar in 2023 Q1 according to their latest regulatory filings, with 166 funds opening new positions, 863 increasing their positions, 861 reducing their positions, and 119 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
2,267
Holders Change
-5
Holders Change %
-0.22%
% of All Funds
36.28%
Holding in Top 10
43
Holding in Top 10 Change
-17
Holding in Top 10 Change %
-28.33%
% of All Funds
0.69%
New
166
Increased
863
Reduced
861
Closed
119
Calls
$2.16B
Puts
$2.63B
Net Calls
-$471M
Net Calls Change
+$1.24B

Top Buyers

1
DZ Bank
DZ Bank
Germany
+$332M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$234M
3
Hudson Bay Capital Management
Hudson Bay Capital Management
Connecticut
+$172M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
+$155M
5
Renaissance Technologies
Renaissance Technologies
New York
+$154M

Top Sellers

1
M1FG
Mach-1 Financial Group
Arkansas
-$827M
2
Citadel Advisors
Citadel Advisors
Florida
-$447M
3
Barclays
Barclays
United Kingdom
-$295M
4
BlackRock
BlackRock
New York
-$277M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$198M
Name Holding Trade Value Shares
Change 		Shares
Change %
BPWM
276
Badgley Phelps Wealth Managers
Washington
$15.8M +$473K +2,066 +3%
HPG
277
Harvest Portfolios Group
Ontario, Canada
$15.8M +$261K +1,140 +2%
GIM
278
Grassi Investment Management
California
$15.8M – – –
WCMN
279
Westchester Capital Management (Nebraska)
Nebraska
$15.7M -$1.07M -4,675 -6%
Brown Advisory
280
Brown Advisory
Maryland
$15.7M -$62.9K -275 -0.4%
AFP
281
Ausdal Financial Partners
Iowa
$15.6M -$56.1K -245 -0.4%
GIBU
282
Gulf International Bank (UK)
United Kingdom
$15.5M -$4.39M -19,200 -22%
PGFC
283
Peapack-Gladstone Financial Corp
New Jersey
$15.5M -$41.9K -182 -0.3%
BAAM
284
Baker Avenue Asset Management
California
$15.5M -$352K -1,540 -2%
CIA
285
CCM Investment Advisers
South Carolina
$15.4M +$169K +738 +1%
PA
286
Pinnacle Associates
New York
$15.3M -$72.8K -318 -0.5%
CII
287
Capital International Inc
California
$15.2M +$465K +2,034 +3%
DWM
288
Dakota Wealth Management
Florida
$15.2M +$10.5M +46,095 +227%
Canada Pension Plan Investment Board
289
Canada Pension Plan Investment Board
Ontario, Canada
$15.2M +$14.1M +61,467 +1,249%
GC
290
Guggenheim Capital
Illinois
$15M +$2.49M +10,875 +20%
CSS
291
Cubist Systematic Strategies
Connecticut
$14.8M +$3.9M +17,034 +36%
FT
292
Fiduciary Trust
Massachusetts
$14.7M -$105K -458 -0.7%
DAM
293
Delta Asset Management
Tennessee
$14.5M -$137K -598 -0.9%
TWC
294
TD Waterhouse Canada
Ontario, Canada
$14.5M -$571K -2,345 -4%
ACM
295
Advisors Capital Management
New Jersey
$14.5M +$469K +2,049 +3%
BPA
296
Beacon Pointe Advisors
California
$14.4M +$166K +727 +1%
SPIA
297
Steward Partners Investment Advisory
New York
$14.4M +$2.98M +13,030 +26%
CIA
298
Capital Investment Advisors
Georgia
$14.2M +$4.93M +21,557 +53%
Kovitz Investment Group Partners
299
Kovitz Investment Group Partners
Illinois
$14.2M -$894K -3,908 -6%
MPWT
300
MassMutual Private Wealth & Trust
Connecticut
$14M +$8.58M +37,505 +158%
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