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Caterpillar
CAT

Overview Fund Activity

1,143 hedge funds and large institutions have $38.9B invested in Caterpillar in 2017 Q1 according to their latest regulatory filings, with 96 funds opening new positions, 341 increasing their positions, 537 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,143
Holders Change
-18
Holders Change %
-1.55%
% of All Funds
28.5%
Holding in Top 10
18
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-10%
% of All Funds
0.45%
New
96
Increased
341
Reduced
537
Closed
101
Calls
$758M
Puts
$1.49B
Net Calls
-$733M
Net Calls Change
+$9.04M

Top Buyers

1
BlackRock
BlackRock
New York
+$3.07B
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$167M
3
Citadel Advisors
Citadel Advisors
Florida
+$153M
4
Renaissance Technologies
Renaissance Technologies
New York
+$143M
5
Morgan Stanley
Morgan Stanley
New York
+$127M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$435M
2
Franklin Resources
Franklin Resources
California
-$137M
3
Harris Associates
Harris Associates
Illinois
-$126M
4
Dimensional Fund Advisors
Dimensional Fund Advisors
Texas
-$114M
5
State Street
State Street
Massachusetts
-$107M
Name Holding Trade Value Shares
Change 		Shares
Change %
DAM
276
Delta Asset Management
Tennessee
$5.77M +$28.8K +310 +0.5%
OPERF
277
Oregon Public Employees Retirement Fund
Oregon
$5.69M +$40.2K +433 +0.7%
AC
278
AFAM Capital
Texas
$5.67M +$89K +960 +2%
DC
279
Davenport & Co
Virginia
$5.59M -$13.9K -150 -0.2%
BC
280
Blackhill Capital
New Jersey
$5.57M – – –
KBC Group
281
KBC Group
Belgium
$5.56M +$751K +8,092 +16%
NMERB
282
New Mexico Educational Retirement Board
New Mexico
$5.52M -$269K -2,900 -5%
SAM
283
Securian Asset Management
Minnesota
$5.48M +$35.3K +381 +0.6%
AFP
284
Ausdal Financial Partners
Iowa
$5.44M -$172K -1,858 -3%
LDB
285
Lee, Danner & Bass
Tennessee
$5.44M +$1.21K +13 +0%
HT
286
HighTower Trust
Texas
$5.36M -$51K -550 -0.9%
WP
287
WMS Partners
Maryland
$5.34M -$34.3K -370 -0.6%
JG
288
Jefferies Group
New York
$5.2M -$6.65M -71,671 -56%
PA
289
Pinnacle Associates
New York
$5.19M -$1.06M -11,403 -17%
DP
290
Dearborn Partners
Illinois
$5.19M -$18.6K -200 -0.4%
OCM
291
Olstein Capital Management
New York
$5.15M +$788K +8,500 +18%
WF
292
Welch & Forbes
Massachusetts
$5.13M -$1.33M -14,322 -21%
Dodge & Cox
293
Dodge & Cox
California
$5.08M -$204K -2,202 -4%
GIM
294
Grassi Investment Management
California
$5.08M – – –
LM
295
Luminus Management
Texas
$5.01M +$5.01M +54,034 New
IA
296
IFP Advisors
Florida
$5M -$299K -3,219 -6%
UB
297
UMB Bank
Missouri
$5M -$736K -7,929 -13%
WBC
298
Westpac Banking Corp
Australia
$4.97M +$401K +4,322 +9%
Brown Advisory
299
Brown Advisory
Maryland
$4.91M -$465K -5,013 -9%
CG
300
Cutler Group
California
$4.9M +$3.59M +38,659 +273%
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