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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
BC
276
Blackhill Capital
New Jersey
$5.33M – – –
EAM
277
EverPoint Asset Management
Connecticut
$5.33M +$5.33M +60,000 New
GG
278
Greenwood Gearhart
Arkansas
$5.33M -$15.5K -175 -0.3%
IIM
279
Intact Investment Management
Quebec, Canada
$5.3M -$1.78M -20,100 -25%
OPERF
280
Oregon Public Employees Retirement Fund
Oregon
$5.29M -$6.96M -78,386 -57%
HCM
281
Hollencrest Capital Management
California
$5.29M -$44K -496 -0.8%
LDB
282
Lee, Danner & Bass
Tennessee
$5.25M -$111K -1,250 -2%
NMERB
283
New Mexico Educational Retirement Board
New Mexico
$5.25M -$790K -8,900 -13%
Asset Management One
284
Asset Management One
Japan
$5.22M -$15.7K -179 -0.3%
AIC
285
Argus Investors Counsel
New York
$5.17M -$194K -2,190 -4%
WP
286
WMS Partners
Maryland
$5.14M -$24.8K -279 -0.5%
NMIMC
287
Northwestern Mutual Investment Management Company
Wisconsin
$5.13M +$3.15M +35,524 +159%
CWM
288
CIBC World Markets
New York
$5.12M -$3.19M -35,968 -38%
Dodge & Cox
289
Dodge & Cox
California
$5.1M – – –
SAM
290
Securian Asset Management
Minnesota
$5.09M +$42.5K +479 +0.8%
DP
291
Dearborn Partners
Illinois
$5.08M -$86.5K -975 -2%
LM
292
Luminus Management
Texas
$5.06M +$5.06M +57,000 New
HT
293
HighTower Trust
Texas
$5.05M +$96.8K +1,090 +2%
IAM
294
Impala Asset Management
Florida
$5.04M +$5.04M +56,732 New
DC
295
Davenport & Co
Virginia
$5.03M -$9.68K -109 -0.2%
GIM
296
Grassi Investment Management
California
$4.91M – – –
Loomis, Sayles & Company
297
Loomis, Sayles & Company
Massachusetts
$4.88M -$2.33M -26,282 -32%
PWLP
298
Prio Wealth Limited Partnership
Massachusetts
$4.82M -$15.7K -177 -0.3%
DADC
299
D.A. Davidson & Co
Montana
$4.75M +$1.27M +14,328 +37%
SC
300
Scotia Capital
Ontario, Canada
$4.73M +$107K +1,206 +2%
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