CAT icon

Caterpillar
CAT

Overview Fund Activity

1,198 hedge funds and large institutions have $36.9B invested in Caterpillar in 2014 Q4 according to their latest regulatory filings, with 135 funds opening new positions, 425 increasing their positions, 450 reducing their positions, and 67 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,198
Holders Change
+54
Holders Change %
+4.72%
% of All Funds
31.97%
Holding in Top 10
13
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-35%
% of All Funds
0.35%
New
135
Increased
425
Reduced
450
Closed
67
Calls
$1.35B
Puts
$1.82B
Net Calls
-$466M
Net Calls Change
+$699M

Top Buyers

1
Wellington Management Group
Wellington Management Group
Massachusetts
+$339M
2
American Century Companies
American Century Companies
Missouri
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$131M
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$119M
5
Lord, Abbett & Co
Lord, Abbett & Co
New Jersey
+$89.5M

Top Sellers

1
Capital Research Global Investors
Capital Research Global Investors
California
-$456M
2
Capital World Investors
Capital World Investors
California
-$342M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$189M
4
VOYA Investment Management
VOYA Investment Management
Georgia
-$159M
5
Bank of New York Mellon
Bank of New York Mellon
New York
-$112M
Name Holding Trade Value Shares
Change 		Shares
Change %
LDB
276
Lee, Danner & Bass
Tennessee
$7.46M +$573K +6,260 +8%
JG
277
Jefferies Group
New York
$7.4M +$6.16M +67,266 +495%
WBG
278
Wharton Business Group
Pennsylvania
$7.39M +$124K +1,355 +2%
B
279
Baird
Wisconsin
$7.38M +$591K +6,462 +9%
B
280
Barings
North Carolina
$7.27M -$183K -2,000 -2%
CTC
281
Central Trust Company
Missouri
$7.24M -$528K -5,770 -7%
GH
282
GAM Holding
Switzerland
$7.21M -$98.6K -1,077 -1%
Two Sigma Advisers
283
Two Sigma Advisers
New York
$7.18M +$7.18M +78,437 New
Asset Management One
284
Asset Management One
Japan
$7.17M -$863K -9,235 -11%
BCM
285
Buckhead Capital Management
Georgia
$7.16M -$243K -2,660 -3%
WTC
286
WhitTier Trust Company
Nevada
$7.13M -$6.32K -69 -0.1%
SC
287
Sculptor Capital
New York
$7.1M -$604K -6,600 -8%
FCI
288
Financial Counselors Inc
Kansas
$7.02M +$163K +1,781 +2%
Connor, Clark & Lunn Investment Management (CC&L)
289
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$7M +$5.89M +64,400 +532%
Cambridge Investment Research Advisors
290
Cambridge Investment Research Advisors
Iowa
$7M +$679K +7,418 +11%
WSTAM
291
Wilbanks Smith & Thomas Asset Management
Virginia
$6.96M +$11.9K +130 +0.2%
NMERB
292
New Mexico Educational Retirement Board
New Mexico
$6.96M -$668K -7,300 -9%
TCM
293
Tufton Capital Management
Maryland
$6.91M +$93.6K +1,023 +1%
DILH
294
Dai-ichi Life Holdings
Japan
$6.9M -$221K -2,419 -3%
HSA
295
Hussman Strategic Advisors
Maryland
$6.87M -$6.87M -75,000 -50%
MA
296
MUFG Americas
New York
$6.86M -$301K -3,290 -4%
BFM
297
Boston Financial Management
Massachusetts
$6.86M -$343K -3,745 -5%
Daiwa Securities Group
298
Daiwa Securities Group
Japan
$6.83M +$1.79M +16,900 +35%
AL
299
Airain Ltd
Guernsey
$6.76M +$6.76M +73,812 New
CAM
300
Congress Asset Management
Massachusetts
$6.75M +$210K +2,290 +3%
10 11
12
13 14