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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
CBOR
251
Community Bank of Raymore
Missouri
$11.4M -$23.9K -160 -0.2%
MSA
252
Mason Street Advisors
Wisconsin
$11.3M -$181K -1,213 -2%
PA
253
Pinnacle Associates
New York
$11.2M +$237K +1,587 +2%
LMIM
254
Lockheed Martin Investment Management
Maryland
$11.2M -$447K -3,000 -4%
Public Sector Pension Investment Board (PSP Investments)
255
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$11.1M +$704K +4,723 +7%
VDI
256
Vaughan David Investments
Illinois
$11M -$993K -6,657 -8%
Connor, Clark & Lunn Investment Management (CC&L)
257
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$10.9M +$10.9M +73,368 New
MLICM
258
Metropolitan Life Insurance Company (MetLife)
New York
$10.9M -$482K -3,233 -4%
UB
259
UMB Bank
Missouri
$10.8M – – –
FNBT
260
FineMark National Bank & Trust
Florida
$10.8M +$2.52M +16,900 +30%
GIM
261
Grassi Investment Management
California
$10.7M +$7.46K +50 +0.1%
Daiwa Securities Group
262
Daiwa Securities Group
Japan
$10.7M -$3.15M -20,083 -23%
SI
263
Stephens Inc
Arkansas
$10.7M +$5.67K +38 +0.1%
MOACM
264
Mutual of America Capital Management
New York
$10.5M -$582K -3,901 -5%
SYBT
265
Stock Yards Bank & Trust
Kentucky
$10.4M -$246K -1,651 -2%
NB
266
Norinchukin Bank
Japan
$10.4M -$24.5K -164 -0.2%
ACI
267
Alpha Cubed Investments
California
$10.3M +$1.76M +11,803 +21%
FT
268
Fiduciary Trust
Massachusetts
$10.2M +$69.7K +467 +0.7%
Northwestern Mutual Wealth Management
269
Northwestern Mutual Wealth Management
Wisconsin
$10.1M -$876K -5,874 -8%
GPC
270
Glen Point Capital
United Kingdom
$10.1M +$10.1M +67,600 New
DAM
271
Delta Asset Management
Tennessee
$9.96M -$16.9K -113 -0.2%
CG
272
Colony Group
Massachusetts
$9.89M -$107K -718 -1%
TCM
273
Tufton Capital Management
Maryland
$9.84M -$199K -1,332 -2%
SG Americas Securities
274
SG Americas Securities
New York
$9.73M +$9.26M +62,090 +1,990%
PAG
275
Private Advisor Group
New Jersey
$9.61M -$708K -4,873 -7%
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