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Caterpillar

1,545 hedge funds and large institutions have $46B invested in Caterpillar in 2020 Q2 according to their latest regulatory filings, with 159 funds opening new positions, 520 increasing their positions, 631 reducing their positions, and 94 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more first-time investments, than exits

New positions opened: 159 | Existing positions closed: 94

8% more capital invested

Capital invested by funds: $42.6B → $46B (+$3.48B)

4% more funds holding

Funds holding: 1,4901,545 (+55)

0.51% more ownership

Funds ownership: 66.76%67.27% (+0.51%)

13% less call options, than puts

Call options by funds: $1.24B | Put options by funds: $1.43B

18% less repeat investments, than reductions

Existing positions increased: 520 | Existing positions reduced: 631

26% less funds holding in top 10

Funds holding in top 10: 2317 (-6)

Holders
1,545
Holders Change
+55
Holders Change %
+3.69%
% of All Funds
31.68%
Holding in Top 10
17
Holding in Top 10 Change
-6
Holding in Top 10 Change %
-26.09%
% of All Funds
0.35%
New
159
Increased
520
Reduced
631
Closed
94
Calls
$1.24B
Puts
$1.43B
Net Calls
-$190M
Net Calls Change
+$240M
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
251
United Capital Financial Advisors
Texas
$9.5M -$575K -4,849 -6%
MOACM
252
Mutual of America Capital Management
New York
$9.42M -$108K -914 -1%
Northwestern Mutual Wealth Management
253
Northwestern Mutual Wealth Management
Wisconsin
$9.35M -$330K -2,782 -4%
PA
254
Pinnacle Associates
New York
$9.3M -$22.3K -188 -0.3%
FP
255
Foundry Partners
Minnesota
$9.21M -$718K -6,052 -8%
GIM
256
Grassi Investment Management
California
$9.08M +$35.6K +300 +0.4%
SI
257
Stephens Inc
Arkansas
$9.04M +$77.9K +657 +0.9%
SYBT
258
Stock Yards Bank & Trust
Kentucky
$9M -$22.3K -188 -0.3%
PAG
259
Private Advisor Group
New Jersey
$8.99M +$64.9K +547 +0.8%
ONB
260
Old National Bancorp
Indiana
$8.9M +$3.17M +26,715 +61%
NB
261
Norinchukin Bank
Japan
$8.81M -$2.17M -18,319 -21%
Public Sector Pension Investment Board (PSP Investments)
262
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$8.79M +$1.69M +14,253 +26%
Simplex Trading
263
Simplex Trading
Illinois
$8.7M +$8.16M +68,807 New
JCM
264
Janney Capital Management
Pennsylvania
$8.67M +$8.13M +68,562 New
FT
265
Fiduciary Trust
Massachusetts
$8.62M -$156K -1,314 -2%
TCM
266
Tufton Capital Management
Maryland
$8.51M -$23.8K -201 -0.3%
CG
267
Colony Group
Massachusetts
$8.48M +$97.3K +821 +1%
DAM
268
Delta Asset Management
Tennessee
$8.46M +$97.6K +823 +1%
KWILP
269
Kiwi Wealth Investments Limited Partnership
New Zealand
$8.22M +$7.7M +64,969 New
AIM
270
ARK Investment Management
Florida
$8.03M +$4.38M +36,920 +139%
GWM
271
Geneos Wealth Management
Colorado
$8.02M -$74.3K -627 -0.9%
PPCM
272
Pillar Pacific Capital Management
California
$8M +$6.76K +57 +0.1%
MIM
273
Marco Investment Management
Georgia
$7.95M -$53.4K -450 -0.7%
IG
274
ING Group
Netherlands
$7.91M -$656K -5,536 -8%
A
275
AustralianSuper
Australia
$7.91M +$7.41M +62,503 New

CAT Hedge Fund Activity: Q2 2020 in Review

1,545 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2020, worth a combined $46B — up 8.2% from $42.6B a quarter earlier.

Buyers outnumbered sellers: 159 funds opened new CAT positions and 94 closed out — a net gain of 65 holders — while 520 added to existing stakes and 631 trimmed.

The largest buyer was Capital International Investors, adding an estimated $308M. The largest seller was Bank of America, cutting an estimated $418M.

  • 1,545 institutional investors held Caterpillar (CAT) as of Q2 2020, up from 1,490 in Q1 2020.
  • Funds reported $46B of Caterpillar stock for Q2 2020, up 8.2% quarter-over-quarter.
  • 159 funds opened new Caterpillar positions in Q2 2020 and 94 closed out, a net change of +65 holders.
  • The largest Caterpillar buyer in Q2 2020 was Capital International Investors, an estimated $308M added.
  • The largest Caterpillar seller in Q2 2020 was Bank of America, an estimated $418M sold.

Based on aggregated 13F filings for Q2 2020.