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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
FSA
251
Franklin Street Advisors
North Carolina
$10.8M +$981K +7,720 +10%
ZIM
252
Zacks Investment Management
Illinois
$10.8M -$400K -3,144 -4%
AB
253
Amalgamated Bank
New York
$10.7M -$378K -2,975 -3%
MSA
254
Mason Street Advisors
Wisconsin
$10.6M -$44.9K -353 -0.4%
GWM
255
Geneos Wealth Management
Colorado
$10.5M +$79.4K +632 +0.8%
SFSIG
256
San Francisco Sentry Investment Group
California
$10.5M -$4.57K -36 -0%
FBA
257
Front Barnett Associates
Illinois
$10.5M +$132K +1,040 +1%
NAM
258
Nissay Asset Management
Japan
$10.4M +$1.34M +10,569 +15%
BA
259
Bridgewater Associates
Connecticut
$10.4M +$2.36M +18,592 +29%
ACP
260
Ashfield Capital Partners
California
$10.3M +$432K +3,403 +4%
BTS
261
BB&T Securities
Virginia
$10.2M -$82.3K -648 -0.8%
PPC
262
Precision Path Capital
New York
$10.2M -$3.36M -26,402 -25%
SGDR
263
SPX Gestao de Recursos
Brazil
$10.2M +$10.2M +80,000 New
CFB
264
Cullen/Frost Bankers
Texas
$10.1M +$209K +1,646 +2%
PSUF
265
People's United Financial
Connecticut
$10.1M +$558K +4,395 +6%
CBOA
266
Commonwealth Bank of Australia
Australia
$10.1M +$959K +7,548 +11%
PC
267
PointState Capital
New York
$10M -$22.3M -175,700 -69%
HFS
268
HL Financial Services
Kentucky
$10M +$1.23M +9,708 +14%
CIBC World Market
269
CIBC World Market
Ontario, Canada
$10M +$3.43M +27,008 +52%
BAAM
270
Baker Avenue Asset Management
California
$9.91M +$8.36M +65,827 +540%
CS
271
Candriam SCA
Luxembourg
$9.88M -$6.69M -52,665 -40%
MOACM
272
Mutual of America Capital Management
New York
$9.86M +$96.8K +762 +1%
WCMN
273
Westchester Capital Management (Nebraska)
Nebraska
$9.84M -$158K -1,240 -2%
SB
274
Suntrust Banks
Georgia
$9.8M -$35.3M -278,085 -78%
CIP
275
Chartwell Investment Partners
Pennsylvania
$9.72M -$604K -4,752 -6%
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