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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
+$341M
2
Capital World Investors
Capital World Investors
California
+$226M
3
Morgan Stanley
Morgan Stanley
New York
+$190M
4
American Century Companies
American Century Companies
Missouri
+$123M
5
EVM
Eaton Vance Management
Massachusetts
+$121M

Top Sellers

1
Capital International Investors
Capital International Investors
California
-$134M
2
Harris Associates
Harris Associates
Illinois
-$108M
3
State Street
State Street
Massachusetts
-$83.7M
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
-$63.4M
5
VFA
Virtus Fund Advisers
Connecticut
-$52.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MI
251
Markston International
New York
$6.15M -$4.27M -48,051 -41%
DC
252
Deere & Company
Illinois
$6.13M -$138K -1,549 -2%
PA
253
Pinnacle Associates
New York
$6.09M -$71.4K -804 -1%
MOACM
254
Mutual of America Capital Management
New York
$6.07M +$48.5K +546 +0.8%
PSUF
255
People's United Financial
Connecticut
$6.07M +$459K +5,175 +8%
HC
256
Hourglass Capital
Texas
$6.02M -$215K -2,420 -3%
JPMPWA
257
J.P. Morgan Private Wealth Advisors
California
$5.95M +$176K +1,984 +3%
BCM
258
Birmingham Capital Management
Alabama
$5.94M -$67.5K -890 -1%
Calamos Advisors
259
Calamos Advisors
Illinois
$5.93M +$5.86K +66 +0.1%
CS
260
Candriam SCA
Luxembourg
$5.89M +$793K +8,933 +16%
CSIC
261
Clifford Swan Investment Counsel
California
$5.88M -$95.9K -1,080 -2%
FT
262
Fiduciary Trust
Massachusetts
$5.69M -$81K -912 -1%
Wolverine Trading
263
Wolverine Trading
Illinois
$5.69M +$3.52M +40,199 +162%
AIMCA
264
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$5.65M +$1.39M +15,700 +33%
CGH
265
Crossmark Global Holdings
Texas
$5.63M +$5.63M +45,111 New
DnB Asset Management
266
DnB Asset Management
Norway
$5.58M +$382K +4,300 +7%
DAM
267
Delta Asset Management
Tennessee
$5.54M +$22.7K +256 +0.4%
WAM
268
World Asset Management
Michigan
$5.53M +$101K +1,137 +2%
IG
269
ING Group
Netherlands
$5.48M -$1.25M -14,257 -19%
PPCM
270
Pillar Pacific Capital Management
California
$5.44M +$6.21K +70 +0.1%
Brown Advisory
271
Brown Advisory
Maryland
$5.4M +$190K +2,146 +4%
SMDAM
272
Sumitomo Mitsui DS Asset Management
Japan
$5.4M -$722K -8,131 -12%
CCM
273
Cadence Capital Management
Massachusetts
$5.39M -$1.99M -22,425 -27%
AC
274
AFAM Capital
Texas
$5.38M -$216K -2,435 -4%
OC
275
Oppenheimer & Co
New York
$5.37M -$381K -4,292 -7%
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