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Caterpillar
CAT

Overview Fund Activity

1,651 hedge funds and large institutions have $55.4B invested in Caterpillar in 2020 Q3 according to their latest regulatory filings, with 213 funds opening new positions, 582 increasing their positions, 608 reducing their positions, and 88 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,651
Holders Change
+111
Holders Change %
+7.21%
% of All Funds
33.4%
Holding in Top 10
22
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+29.41%
% of All Funds
0.45%
New
213
Increased
582
Reduced
608
Closed
88
Calls
$1.65B
Puts
$1.62B
Net Calls
+$22.6M
Net Calls Change
+$213M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$719M
2
Diamond Hill Capital Management
Diamond Hill Capital Management
Ohio
+$162M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$133M
4
Capital Research Global Investors
Capital Research Global Investors
California
+$121M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$118M

Top Sellers

1
State Street
State Street
Massachusetts
-$168M
2
Goldman Sachs
Goldman Sachs
New York
-$149M
3
Citadel Advisors
Citadel Advisors
Florida
-$123M
4
Vanguard Group
Vanguard Group
Pennsylvania
-$88.3M
5
Macquarie Group
Macquarie Group
Australia
-$87.2M
Name Holding Trade Value Shares
Change 		Shares
Change %
MSL
226
Mackay Shields LLC
New York
$14.8M +$781K +5,236 +6%
RFC
227
Regions Financial Corp
Alabama
$14.5M -$200K -1,344 -1%
JCM
228
Janney Capital Management
Pennsylvania
$14.3M +$4.09M +27,389 +40%
ADEF
229
Adams Diversified Equity Fund
Maryland
$14M – – –
BCIM
230
British Columbia Investment Management
British Columbia, Canada
$14M +$870K +5,833 +7%
Man Group
231
Man Group
United Kingdom
$13.9M +$11.8M +79,235 +559%
IG
232
ING Group
Netherlands
$13.9M +$4.54M +30,434 +49%
WSTAM
233
Wilbanks Smith & Thomas Asset Management
Virginia
$13.7M -$52.2K -350 -0.4%
CIP
234
Chartwell Investment Partners
Pennsylvania
$13.6M -$163K -1,093 -1%
GT
235
Glenmede Trust
Pennsylvania
$13.5M +$356K +2,388 +3%
VMPIC
236
Varma Mutual Pension Insurance Co
Finland
$13.4M -$8.96M -60,051 -40%
WBC
237
Westpac Banking Corp
Australia
$13.4M +$177K +1,187 +1%
HNB
238
Huntington National Bank
Ohio
$13.4M +$690K +4,625 +5%
FBA
239
Front Barnett Associates
Illinois
$13.1M +$119K +795 +0.9%
Teacher Retirement System of Texas
240
Teacher Retirement System of Texas
Texas
$13M +$10.1M +67,383 +345%
MML Investors Services
241
MML Investors Services
Massachusetts
$12.9M +$145K +970 +1%
KWILP
242
Kiwi Wealth Investments Limited Partnership
New Zealand
$12.8M +$3.12M +20,890 +32%
NAMA
243
Nikko Asset Management Americas
New York
$12.6M -$504K -3,360 -4%
SAM
244
Scopus Asset Management
New York
$12.6M +$12.6M +84,586 New
AIA
245
Avalon Investment & Advisory
Texas
$12.6M +$12.2M +81,839 +3,521%
CIC
246
Cutler Investment Counsel
Oregon
$12.5M -$4.48K -30 -0%
CIA
247
CCM Investment Advisers
South Carolina
$11.9M -$516K -3,460 -4%
WCMN
248
Westchester Capital Management (Nebraska)
Nebraska
$11.5M -$37.7K -253 -0.3%
CTI
249
Community Trust & Investment
Kentucky
$11.4M -$420K -2,815 -4%
ONB
250
Old National Bancorp
Indiana
$11.4M +$873K +5,855 +8%
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