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Caterpillar
CAT

Overview Fund Activity

1,656 hedge funds and large institutions have $54.5B invested in Caterpillar in 2019 Q4 according to their latest regulatory filings, with 279 funds opening new positions, 512 increasing their positions, 603 reducing their positions, and 79 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,656
Holders Change
+180
Holders Change %
+12.2%
% of All Funds
32.7%
Holding in Top 10
26
Holding in Top 10 Change
+11
Holding in Top 10 Change %
+73.33%
% of All Funds
0.51%
New
279
Increased
512
Reduced
603
Closed
79
Calls
$1.63B
Puts
$1.87B
Net Calls
-$249M
Net Calls Change
+$136M

Top Buyers

1
Bank of America
Bank of America
North Carolina
$1.14B
2
Fidelity Investments
Fidelity Investments
Massachusetts
$557M
3
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
$502M
4
AIG
American International Group
New York
$371M
5
Ameriprise
Ameriprise
Minnesota
$456M

Top Sellers

1
State Farm Mutual Automobile Insurance
State Farm Mutual Automobile Insurance
Illinois
$2.83B
2
State Street
State Street
Massachusetts
$6.61B
3
Vanguard Group
Vanguard Group
Pennsylvania
$7.26B
4
Deutsche Bank
Deutsche Bank
Germany
$216M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
$29.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
AAM
226
Advisors Asset Management
Colorado
$12.8M +$1.02M +6,920 +9%
CIA
227
CCM Investment Advisers
South Carolina
$12.7M +$953K +6,450 +8%
CIC
228
Cutler Investment Counsel
Oregon
$12.6M -$1.42M -9,600 -10%
FBA
229
Front Barnett Associates
Illinois
$12.6M +$288K +1,953 +2%
Man Group
230
Man Group
United Kingdom
$12.6M +$6.87M +46,511 +120%
NAM
231
Nissay Asset Management
Japan
$12.6M +$282K +1,908 +2%
PA
232
Pinnacle Associates
New York
$12.5M -$255K -1,729 -2%
MLICM
233
Metropolitan Life Insurance Company (MetLife)
New York
$12.5M -$345K -2,333 -3%
UCFA
234
United Capital Financial Advisors
Texas
$12.5M +$976K +6,611 +8%
CCM
235
Chilton Capital Management
Texas
$12.4M -$396K -2,680 -3%
RFC
236
Regions Financial Corp
Alabama
$12.4M -$328K -2,218 -3%
AB
237
Amalgamated Bank
New York
$12.3M +$546K +3,697 +5%
CS
238
Candriam SCA
Luxembourg
$12.3M +$47.4K +321 +0.4%
ACP
239
Ashfield Capital Partners
California
$12.2M -$126K -854 -1%
Macquarie Group
240
Macquarie Group
Australia
$12.1M +$76.1K +515 +0.6%
CTI
241
Community Trust & Investment
Kentucky
$12M -$506K -3,423 -4%
Natixis Advisors
242
Natixis Advisors
Massachusetts
$12M +$1.34M +9,099 +13%
SAM
243
Sandbar Asset Management
United Kingdom
$11.9M +$11.9M +80,835 New
WCMN
244
Westchester Capital Management (Nebraska)
Nebraska
$11.9M +$131K +886 +1%
SAM
245
Shell Asset Management
Netherlands
$11.7M -$1.27M -8,597 -10%
LMIM
246
Lockheed Martin Investment Management
Maryland
$11.7M +$9.13M +61,816 +359%
MSA
247
Mason Street Advisors
Wisconsin
$11.6M -$192K -1,298 -2%
PAG
248
Private Advisor Group
New Jersey
$11.5M -$639K -4,324 -5%
CIA
249
Capital Investment Advisors
Georgia
$11.5M +$577K +3,905 +5%
MSE
250
MUFG Securities EMEA
United Kingdom
$11.4M +$11.2M +75,600 +3,929%
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