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Caterpillar
CAT

Overview Fund Activity

1,592 hedge funds and large institutions have $51.6B invested in Caterpillar in 2019 Q1 according to their latest regulatory filings, with 151 funds opening new positions, 581 increasing their positions, 595 reducing their positions, and 98 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,592
Holders Change
+34
Holders Change %
+2.18%
% of All Funds
34.51%
Holding in Top 10
26
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-10.34%
% of All Funds
0.56%
New
151
Increased
581
Reduced
595
Closed
98
Calls
$1.15B
Puts
$1.62B
Net Calls
-$470M
Net Calls Change
-$281M

Top Buyers

1
Renaissance Technologies
1
Renaissance Technologies
New York
$252M
2
Sanders Capital
2
Sanders Capital
Florida
$643M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$262M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$125M
5
BNP Paribas Financial Markets
5
BNP Paribas Financial Markets
France
$177M

Top Sellers

1
Capital World Investors
1
Capital World Investors
California
$774M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$620M
3
Vanguard Group
3
Vanguard Group
Pennsylvania
$6.75B
4
Adage Capital Partners
4
Adage Capital Partners
Massachusetts
$93.1M
5
Prudential Financial
5
Prudential Financial
New Jersey
$114M
Name Holding Trade Value Shares
Change 		Shares
Change %
EDRH
226
Edmond de Rothschild Holding
Switzerland
$13.3M -$411K -3,037 -3%
ABC
227
Associated Banc-Corp
Wisconsin
$13.2M -$74.2K -548 -0.6%
WSTAM
228
Wilbanks Smith & Thomas Asset Management
Virginia
$13.2M +$824K +6,080 +7%
NAM
229
Nissay Asset Management
Japan
$13.1M +$2.03M +14,993 +18%
BSA
230
Braun Stacey Associates
New York
$13.1M +$360K +2,660 +3%
CIC
231
Cutler Investment Counsel
Oregon
$13M +$3.39K +25 +0%
ZIG
232
Zurich Insurance Group
Switzerland
$12.7M -$5.74M -42,354 -31%
AIA
233
Avalon Investment & Advisory
Texas
$12.5M -$161K -1,189 -1%
SAM
234
Shell Asset Management
Netherlands
$12.4M +$95.3K +703 +0.8%
Daiwa Securities Group
235
Daiwa Securities Group
Japan
$12.4M +$10.6K +71 +0.1%
CCM
236
Chilton Capital Management
Texas
$12.3M +$375K +2,765 +3%
RFC
237
Regions Financial Corp
Alabama
$12.1M -$378K -2,789 -3%
SB
238
Suntrust Banks
Georgia
$12M +$1.58M +11,688 +15%
NMIMC
239
Northwestern Mutual Investment Management Company
Wisconsin
$11.9M -$222K -1,640 -2%
CIA
240
CCM Investment Advisers
South Carolina
$11.7M -$274K -2,025 -2%
ZIM
241
Zacks Investment Management
Illinois
$11.7M +$248K +1,830 +2%
Voloridge Investment Management
242
Voloridge Investment Management
Florida
$11.7M +$11.7M +86,437 New
BTS
243
BB&T Securities
Virginia
$11.7M +$811K +5,988 +7%
CTI
244
Community Trust & Investment
Kentucky
$11.7M -$7.18K -53 -0.1%
ACP
245
Ashfield Capital Partners
California
$11.6M +$666K +4,912 +6%
BHWM
246
Bar Harbor Wealth Management
New Hampshire
$11.6M -$171K -1,262 -1%
HFS
247
HL Financial Services
Kentucky
$11.6M +$931K +6,870 +9%
AB
248
Amalgamated Bank
New York
$11.6M +$219K +1,614 +2%
CBOR
249
Community Bank of Raymore
Missouri
$11.5M – – –
LCS
250
Levin Capital Strategies
New York
$11.5M -$1.18M -8,725 -9%
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