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Caterpillar
CAT

Overview Fund Activity

1,558 hedge funds and large institutions have $48.7B invested in Caterpillar in 2018 Q4 according to their latest regulatory filings, with 199 funds opening new positions, 564 increasing their positions, 581 reducing their positions, and 155 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,558
Holders Change
+29
Holders Change %
+1.9%
% of All Funds
34.77%
Holding in Top 10
29
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.38%
% of All Funds
0.65%
New
199
Increased
564
Reduced
581
Closed
155
Calls
$1.55B
Puts
$1.74B
Net Calls
-$189M
Net Calls Change
-$102M

Top Buyers

1
Sanders Capital
Sanders Capital
Florida
+$375M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$174M
3
Harris Associates
Harris Associates
Illinois
+$125M
4
DCM
Discovery Capital Management
Connecticut
+$100M
5
LSV Asset Management
LSV Asset Management
Illinois
+$76.9M

Top Sellers

1
Capital World Investors
Capital World Investors
California
-$676M
2
Jennison Associates
Jennison Associates
New York
-$664M
3
SCM
Suvretta Capital Management
New York
-$194M
4
Fidelity Investments
Fidelity Investments
Massachusetts
-$161M
5
Janus Henderson Group
Janus Henderson Group
United Kingdom
-$119M
Name Holding Trade Value Shares
Change 		Shares
Change %
EDRH
226
Edmond de Rothschild Holding
Switzerland
$12.8M +$1.91M +15,034 +18%
Robeco Institutional Asset Management
227
Robeco Institutional Asset Management
Netherlands
$12.8M -$26.8M -210,807 -68%
EB
228
Eastern Bank
Massachusetts
$12.6M -$505K -3,977 -4%
Skandinaviska Enskilda Banken (SEB)
229
Skandinaviska Enskilda Banken (SEB)
Sweden
$12.5M -$160K -1,260 -1%
ABC
230
Associated Banc-Corp
Wisconsin
$12.5M -$31.5K -248 -0.3%
CIC
231
Cutler Investment Counsel
Oregon
$12.2M -$49.7K -391 -0.4%
Jane Street
232
Jane Street
New York
$12.1M +$2.48M +19,521 +26%
BSA
233
Braun Stacey Associates
New York
$11.9M -$2.19M -17,231 -16%
GC
234
Guggenheim Capital
Illinois
$11.9M +$366K +2,877 +3%
LCS
235
Levin Capital Strategies
New York
$11.9M +$1.38M +10,890 +13%
AIA
236
Avalon Investment & Advisory
Texas
$11.8M +$3.16M +24,894 +36%
MNG
237
Manning & Napier Group
New York
$11.7M +$470K +3,702 +4%
RFC
238
Regions Financial Corp
Alabama
$11.7M -$62.8K -494 -0.5%
WSTAM
239
Wilbanks Smith & Thomas Asset Management
Virginia
$11.6M -$38.5K -303 -0.3%
SAM
240
Shell Asset Management
Netherlands
$11.6M -$1.95M -15,349 -14%
ZDA
241
Zweig-DiMenna Associates
New York
$11.5M – – –
Daiwa Securities Group
242
Daiwa Securities Group
Japan
$11.5M +$317K +2,290 +3%
MCM
243
McKinley Capital Management
Alaska
$11.3M +$892K +7,020 +9%
NMIMC
244
Northwestern Mutual Investment Management Company
Wisconsin
$11.3M -$1.89M -14,905 -14%
CIA
245
CCM Investment Advisers
South Carolina
$11.3M +$2.23M +17,520 +25%
CCM
246
Chilton Capital Management
Texas
$11.2M -$456K -3,592 -4%
SOADOR
247
State of Alaska Department of Revenue
Alaska
$11.1M -$289K -2,278 -3%
BHWM
248
Bar Harbor Wealth Management
New Hampshire
$11.1M -$294K -2,314 -3%
CTI
249
Community Trust & Investment
Kentucky
$11M -$388K -3,055 -3%
CBOR
250
Community Bank of Raymore
Missouri
$10.8M – – –
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10
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