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Caterpillar

1,514 hedge funds and large institutions have $54.5B invested in Caterpillar in 2018 Q2 according to their latest regulatory filings, with 114 funds opening new positions, 584 increasing their positions, 543 reducing their positions, and 90 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 114 | Existing positions closed: 90

8% more repeat investments, than reductions

Existing positions increased: 584 | Existing positions reduced: 543

0% more funds holding

Funds holding: 1,5071,514 (+7)

0.72% less ownership

Funds ownership: 68.1%67.38% (-0.72%)

9% less capital invested

Capital invested by funds: $59.8B → $54.5B (-$5.36B)

26% less call options, than puts

Call options by funds: $1.4B | Put options by funds: $1.89B

36% less funds holding in top 10

Funds holding in top 10: 4529 (-16)

Holders
1,514
Holders Change
+7
Holders Change %
+0.46%
% of All Funds
34.65%
Holding in Top 10
29
Holding in Top 10 Change
-16
Holding in Top 10 Change %
-35.56%
% of All Funds
0.66%
New
114
Increased
584
Reduced
543
Closed
90
Calls
$1.4B
Puts
$1.89B
Net Calls
-$482M
Net Calls Change
+$526M
Name Holding Trade Value Shares
Change
Change in
Stake
GC
226
Guggenheim Capital
Illinois
$16.1M -$33.6M -225,152 -66%
Cambridge Investment Research Advisors
227
Cambridge Investment Research Advisors
Iowa
$15.9M +$541K +3,621 +3%
AWM
228
Ashmore Wealth Management
Delaware
$15.9M -$1.23M -8,234 -7%
MLICM
229
Metropolitan Life Insurance Company (MetLife)
New York
$15.9M +$271K +1,815 +2%
BFS
230
Bradley Foster & Sargent
Connecticut
$15.8M +$916K +6,130 +6%
GT
231
Glenmede Trust
Pennsylvania
$15.6M +$293K +1,958 +2%
NMIMC
232
Northwestern Mutual Investment Management Company
Wisconsin
$15.5M +$854K +5,715 +5%
Creative Planning
233
Creative Planning
Kansas
$15.5M -$268K -1,792 -2%
PI
234
PineBridge Investments
New York
$15.2M +$15M +100,388 +859%
BSA
235
Braun Stacey Associates
New York
$14.9M +$726K +4,861 +5%
URS
236
Utah Retirement Systems
Utah
$14.6M +$269K +1,800 +2%
SAM
237
Shell Asset Management
Netherlands
$14.6M -$4.02M -26,878 -20%
CA
238
Commerzbank Aktiengesellschaft
Germany
$14.5M +$709K +4,744 +5%
Baird Financial Group
239
Baird Financial Group
Wisconsin
$14.4M +$2.99K +20 +0%
BNP Paribas Asset Management
240
BNP Paribas Asset Management
France
$14.4M +$3.36M +22,518 +27%
Public Employees Retirement Association of Colorado
241
Public Employees Retirement Association of Colorado
Colorado
$14.3M -$299 -2 -0%
Skandinaviska Enskilda Banken (SEB)
242
Skandinaviska Enskilda Banken (SEB)
Sweden
$14.2M +$5.55M +37,113 +55%
CG
243
Cutler Group
California
$14.1M +$8.23M +55,112 +113%
ACI
244
Alpha Cubed Investments
California
$14M +$14.2M +95,278 +1,158%
EB
245
Eastern Bank
Massachusetts
$14M +$240K +1,605 +2%
MCIM
246
Meadow Creek Investment Management
Georgia
$14M +$171K +1,144 +1%
Daiwa Securities Group
247
Daiwa Securities Group
Japan
$13.8M -$2.22M -14,844 -15%
ABC
248
Associated Banc-Corp
Wisconsin
$13.7M -$109K -730 -0.7%
WIC
249
Willis Investment Counsel
Georgia
$13.6M +$7.47K +50 +0%
CIC
250
Cutler Investment Counsel
Oregon
$13.4M -$126K -844 -0.9%

CAT Hedge Fund Activity: Q2 2018 in Review

1,514 of the 4,369 institutional investors tracked by Wall St. Rank reported a position in Caterpillar (CAT) for Q2 2018, worth a combined $54.5B — down 9% from $59.8B a quarter earlier.

Buyers outnumbered sellers: 114 funds opened new CAT positions and 90 closed out — a net gain of 24 holders — while 584 added to existing stakes and 543 trimmed.

The largest buyer was Cornerstone Wealth Management, adding an estimated $186M. The largest seller was Wellington Management Group, cutting an estimated $231M.

  • 1,514 institutional investors held Caterpillar (CAT) as of Q2 2018, up from 1,507 in Q1 2018.
  • Funds reported $54.5B of Caterpillar stock for Q2 2018, down 9% quarter-over-quarter.
  • 114 funds opened new Caterpillar positions in Q2 2018 and 90 closed out, a net change of +24 holders.
  • The largest Caterpillar buyer in Q2 2018 was Cornerstone Wealth Management, an estimated $186M added.
  • The largest Caterpillar seller in Q2 2018 was Wellington Management Group, an estimated $231M sold.

Based on aggregated 13F filings for Q2 2018.