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Caterpillar
CAT

Overview Fund Activity

1,092 hedge funds and large institutions have $37B invested in Caterpillar in 2016 Q3 according to their latest regulatory filings, with 106 funds opening new positions, 364 increasing their positions, 444 reducing their positions, and 55 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
1,092
Holders Change
+36
Holders Change %
+3.41%
% of All Funds
29.18%
Holding in Top 10
19
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+72.73%
% of All Funds
0.51%
New
106
Increased
364
Reduced
444
Closed
55
Calls
$1.07B
Puts
$1.62B
Net Calls
-$549M
Net Calls Change
-$202M

Top Buyers

1
Fidelity Investments
Fidelity Investments
Massachusetts
$1.11B
2
Capital World Investors
Capital World Investors
California
$1.62B
3
Morgan Stanley
Morgan Stanley
New York
$631M
4
American Century Companies
American Century Companies
Missouri
$173M
5
EVM
Eaton Vance Management
Massachusetts
$165M

Top Sellers

1
Capital International Investors
Capital International Investors
California
$40.9M
2
Harris Associates
Harris Associates
Illinois
$1.12B
3
State Street
State Street
Massachusetts
$4.85B
4
Massachusetts Financial Services
Massachusetts Financial Services
Massachusetts
$154M
5
VFA
Virtus Fund Advisers
Connecticut
$117K
Name Holding Trade Value Shares
Change 		Shares
Change %
FBA
226
Front Barnett Associates
Illinois
$7.65M -$243K -2,740 -3%
GH
227
GAM Holding
Switzerland
$7.59M -$426K -4,802 -5%
AAA
228
Adams Asset Advisors
Texas
$7.21M -$105K -1,180 -1%
RW
229
Rand Wealth
Maryland
$7.16M +$533K +6,006 +8%
TCM
230
Tufton Capital Management
Maryland
$7.08M -$3.55K -40 -0.1%
QC
231
Quadrature Capital
United Kingdom
$7.07M +$7.07M +79,691 New
MSA
232
Mason Street Advisors
Wisconsin
$7.02M +$34.6K +390 +0.5%
MNA
233
Manning & Napier Advisors
New York
$6.97M -$262K -2,954 -4%
GG
234
Gofen & Glossberg
Illinois
$6.89M -$892K -10,053 -11%
Parallax Volatility Advisers
235
Parallax Volatility Advisers
California
$6.83M -$15M -169,347 -69%
NIA
236
Northstar Investment Advisors
Colorado
$6.83M +$2.44M +29,039 +56%
AG
237
Advisor Group
Arizona
$6.82M -$213K -2,402 -3%
BHWM
238
Bar Harbor Wealth Management
New Hampshire
$6.8M -$5.77K -65 -0.1%
William Blair & Company
239
William Blair & Company
Illinois
$6.79M -$184K -2,071 -3%
SIA
240
SeaBridge Investment Advisors
New Jersey
$6.78M +$47.9K +540 +0.7%
GIA
241
Granite Investment Advisors
New Hampshire
$6.72M -$162K -1,825 -2%
IP
242
Interval Partners
New York
$6.66M -$3.55M -40,000 -35%
CTC
243
Central Trust Company
Missouri
$6.43M -$72.6K -818 -1%
B
244
BP
United Kingdom
$6.39M +$6.39M +72,000 New
WT
245
Whittier Trust
California
$6.36M -$260K -2,930 -4%
WF
246
Welch & Forbes
Massachusetts
$6.29M -$70K -789 -1%
SCM
247
Stevens Capital Management
Pennsylvania
$6.29M +$6.29M +70,799 New
ACM
248
Azimuth Capital Management
Michigan
$6.25M +$3.11K +35 +0%
BNP Paribas Asset Management
249
BNP Paribas Asset Management
France
$6.23M +$65.5K +738 +1%
BCM
250
Brookstone Capital Management
Illinois
$6.18M +$386K +4,352 +7%
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