AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

75 hedge funds and large institutions have $145M invested in Advent Convertible and Income Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 37 increasing their positions, 14 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
75
Holders Change
-6
Holders Change %
-7.41%
% of All Funds
1.63%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
37
Reduced
14
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$1.29M
2
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.24M
3
PPA
Parametric Portfolio Associates
Washington
+$855K
4
AAM
Advisors Asset Management
Colorado
+$667K
5
ACM
Advent Capital Management
New York
+$531K

Top Sellers

1
CRC
Curi RMB Capital
Illinois
-$3.38M
2
Morgan Stanley
Morgan Stanley
New York
-$2.07M
3
WAM
Wolverine Asset Management
Illinois
-$2M
4
Invesco
Invesco
Georgia
-$1.53M
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$1.33M
Name Holding Trade Value Shares
Change 		Shares
Change %
PFGIA
51
Patriot Financial Group Insurance Agency
Massachusetts
$105K +$18.1K +1,260 +21%
IFAM
52
Institutional & Family Asset Management
Colorado
$60K – – –
US Bancorp
53
US Bancorp
Minnesota
$50K – – –
RCAG
54
Rehmann Capital Advisory Group
Michigan
$41.8K – – –
BBPWM
55
Blue Bell Private Wealth Management
Pennsylvania
$41K – – –
Citigroup
56
Citigroup
New York
$39K +$12.2K +831 +45%
Carson Wealth (CWM LLC)
57
Carson Wealth (CWM LLC)
Nebraska
$39K +$39K +2,098 New
IWP
58
Icon Wealth Partners
Texas
$31K +$31K +2,173 New
ZB
59
Zions Bancorporation
Utah
$30K – – –
NSIM
60
North Star Investment Management
Illinois
$28K – – –
DBT
61
Dubuque Bank & Trust
Iowa
$28K – – –
CF
62
Centaurus Financial
California
$27.8K +$6.93K +105 +33%
ASN
63
Advisory Services Network
Georgia
$17K -$184 -13 -1%
GSWM
64
Golden State Wealth Management
California
$15K +$15K +1,054 New
MWC
65
MBM Wealth Consultants
Missouri
$14K – – –
IA
66
IFP Advisors
Florida
$9K -$8K -575 -47%
Koshinski Asset Management
67
Koshinski Asset Management
Illinois
$7.03K +$101 +7,052 +1%
BC
68
Bartlett & Co
Ohio
$6K – – –
BCWM
69
Bartlett & Co Wealth Management
Ohio
$5.54K – – –
AF
70
Advisornet Financial
Minnesota
$5K – – –
CFB
71
Cullen/Frost Bankers
Texas
$5K +$5K +381 New
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$4K – – –
FHB
73
First Hawaiian Bank
Hawaii
$3K – – –
KL
74
KWMG LLC
Kansas
$3K – – –
GWM
75
Geneos Wealth Management
Colorado
$1K – – –
1 2
3
4