AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

78 hedge funds and large institutions have $108M invested in Advent Convertible and Income Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 33 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
1.35%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
19
Reduced
33
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$950K
2
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.86M
3
UBS Group
3
UBS Group
Switzerland
$3.26M
4
AAM
4
Advisors Asset Management
Colorado
$8.26M
5
CCP
5
Clough Capital Partners
Massachusetts
$396K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$38.3M
2
GC
2
Guggenheim Capital
Illinois
$4.77M
3
RJA
3
Raymond James & Associates
Florida
$6.57M
4
ARC
4
Advisor Resource Council
Texas
$0
5
Bank of America
5
Bank of America
North Carolina
$2.97M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$592K +$932 +90 +0.2%
WMS
27
Wealth Management Solutions
Pennsylvania
$543K +$16.4K +1,584 +3%
TPWM
28
Twelve Points Wealth Management
Massachusetts
$520K -$9.57K -924 -2%
SPIA
29
Steward Partners Investment Advisory
New York
$472K -$217K -21,017 -32%
FF
30
FourThought Financial
Florida
$418K +$149K +14,401 +55%
PTC
31
Private Trust Company
Ohio
$400K – – –
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$397K -$44.9K -4,340 -10%
CCP
33
Clough Capital Partners
Massachusetts
$396K +$396K +38,307 New
Mariner
34
Mariner
Kansas
$388K +$388K +37,501 New
MA
35
Mutual Advisors
Nebraska
$375K -$1.01K -97 -0.3%
HBCM
36
Heron Bay Capital Management
Michigan
$373K – – –
AAS
37
Ameritas Advisory Services
Nebraska
$315K -$7.84K -758 -2%
WCM
38
Windsor Capital Management
Arizona
$290K -$2.5K -242 -0.9%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$279K -$31.4K -3,037 -10%
PWPS
40
Pinnacle Wealth Planning Services
Ohio
$271K -$6.57K -634 -2%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$265K +$265K +25,603 New
Truist Financial
42
Truist Financial
North Carolina
$264K +$21.4K +2,064 +9%
PAS
43
Park Avenue Securities
New York
$249K -$21.3K -2,062 -8%
CF
44
Centaurus Financial
California
$245K -$5.3K -513 -2%
NFG
45
Nations Financial Group
Iowa
$222K +$1.03K +100 +0.5%
GRP
46
Global Retirement Partners
California
$207K -$5.96K -522 -3%
AWS
47
Atria Wealth Solutions
New York
$204K -$6.24K -603 -3%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$198K – – –
Stifel Financial
49
Stifel Financial
Missouri
$179K -$237K -22,890 -57%
KPWS
50
Kestra Private Wealth Services
Texas
$169K +$169K +16,298 New
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