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AVK

Advent Convertible and Income Fund

78 hedge funds and large institutions have $108M invested in Advent Convertible and Income Fund in 2022 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 33 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

1% more funds holding

Funds holding: 7778 (+1)

1.96% less ownership

Funds ownership: 32.03%30.07% (-2%)

17% less capital invested

Capital invested by funds: $130M → $108M (-$22.2M)

42% less repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 33

Holders
78
Holders Change
+1
Holders Change %
+1.3%
% of All Funds
1.34%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
19
Reduced
33
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$592K +$1.15K +90 +0.2%
WMS
27
Wealth Management Solutions
Pennsylvania
$543K +$20.2K +1,584 +3%
TPWM
28
Twelve Points Wealth Management
Massachusetts
$520K -$11.8K -924 -2%
SPIA
29
Steward Partners Investment Advisory
New York
$472K -$268K -21,017 -32%
FF
30
FourThought Financial
Florida
$418K +$184K +14,401 +55%
PTC
31
Private Trust Company
Ohio
$400K
Royal Bank of Canada
32
Royal Bank of Canada
Ontario, Canada
$397K -$55.3K -4,340 -10%
CCP
33
Clough Capital Partners
Massachusetts
$396K +$488K +38,307 New
Mariner
34
Mariner
Kansas
$388K +$478K +37,501 New
MA
35
Mutual Advisors
Nebraska
$375K -$1.24K -97 -0.3%
HBCM
36
Heron Bay Capital Management
Michigan
$373K
AAS
37
Ameritas Advisory Services
Nebraska
$315K -$9.66K -758 -2%
WCM
38
Windsor Capital Management
Arizona
$290K -$3.08K -242 -0.9%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$279K -$38.7K -3,037 -10%
PWPS
40
Pinnacle Wealth Planning Services
Ohio
$271K -$8.08K -634 -2%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$265K +$326K +25,603 New
Truist Financial
42
Truist Financial
North Carolina
$264K +$26.3K +2,064 +9%
PAS
43
Park Avenue Securities
New York
$249K -$26.3K -2,062 -8%
CF
44
Centaurus Financial
California
$245K -$6.54K -513 -2%
NFG
45
Nations Financial Group
Iowa
$222K +$1.27K +100 +0.5%
GRP
46
Global Retirement Partners
California
$207K -$6.65K -522 -3%
AWS
47
Atria Wealth Solutions
New York
$204K -$7.69K -603 -3%
PNC Financial Services Group
48
PNC Financial Services Group
Pennsylvania
$198K
Stifel Financial
49
Stifel Financial
Missouri
$179K -$292K -22,890 -57%
KPWS
50
Kestra Private Wealth Services
Texas
$169K +$208K +16,298 New

AVK Hedge Fund Activity: Q3 2022 in Review

78 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q3 2022, worth a combined $108M — down 17% from $130M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new AVK positions and 7 closed out — a net gain of 2 holders — while 19 added to existing stakes and 33 trimmed.

The largest buyer was Wolverine Asset Management, opening a new position worth an estimated $1.17M. The largest seller was Morgan Stanley, cutting an estimated $4.19M.

  • 78 institutional investors held Advent Convertible and Income Fund (AVK) as of Q3 2022, up from 77 in Q2 2022.
  • Funds reported $108M of Advent Convertible and Income Fund stock for Q3 2022, down 17% quarter-over-quarter.
  • 9 funds opened new Advent Convertible and Income Fund positions in Q3 2022 and 7 closed out, a net change of +2 holders.
  • The largest Advent Convertible and Income Fund buyer in Q3 2022 was Wolverine Asset Management, an estimated $1.17M added.
  • The largest Advent Convertible and Income Fund seller in Q3 2022 was Morgan Stanley, an estimated $4.19M sold.

Based on aggregated 13F filings for Q3 2022.