AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

64 hedge funds and large institutions have $98.6M invested in Advent Convertible and Income Fund in 2017 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 28 increasing their positions, 16 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
64
Holders Change
+10
Holders Change %
+18.52%
% of All Funds
1.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
13
Increased
28
Reduced
16
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
Parametric Portfolio Associates
Washington
$12.6M
2
WAM
Wolverine Asset Management
Illinois
$3.07M
3
AAM
Advisors Asset Management
Colorado
$7.87M
4
Invesco
Invesco
Georgia
$2.66M
5
CRC
Curi RMB Capital
Illinois
$2.65M

Top Sellers

1
SCM
Saba Capital Management
New York
$8.83M
2
SIA
Sit Investment Associates
Minnesota
$4.11M
3
WCM
Windsor Capital Management
Arizona
$2.49M
4
Wells Fargo
Wells Fargo
California
$9.56M
5
LCM
Laurion Capital Management
New York
$1.56M
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$591K -$24.8K -1,604 -4%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$489K +$10.7K +691 +2%
Millennium Management
28
Millennium Management
New York
$390K +$124K +8,022 +47%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$371K +$57.5K +3,710 +18%
Baird Financial Group
30
Baird Financial Group
Wisconsin
$365K +$2.66K +172 +0.7%
CIA
31
Capital Investment Advisors
Georgia
$357K -$7.78K -503 -2%
NFG
32
Nations Financial Group
Iowa
$285K -$17.9K -1,154 -6%
PAS
33
Park Avenue Securities
New York
$270K +$270K +17,312 New
CAN
34
Cetera Advisor Networks
California
$220K +$12.4K +801 +6%
SPC
35
Sigma Planning Corp
Michigan
$217K +$217K +14,031 New
MOS
36
MGO One Seven
Ohio
$209K +$209K +13,510 New
Squarepoint
37
Squarepoint
New York
$198K +$198K +12,782 New
ASN
38
Advisory Services Network
Georgia
$155K +$17K +1,098 +12%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$143K +$7.11K +459 +5%
VCM
40
Virtue Capital Management
Tennessee
$136K +$136K +8,780 New
AG
41
Advisor Group
Arizona
$132K +$32.5K +2,095 +33%
IA
42
IFP Advisors
Florida
$51K +$7.62K +496 +18%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$39K -$32.1K -2,087 -45%
SWP
44
Stratos Wealth Partners
Ohio
$38K +$38K +2,445 New
IWP
45
Icon Wealth Partners
Texas
$34K +$34K +2,173 New
ZB
46
Zions Bancorporation
Utah
$32K – – –
NSIM
47
North Star Investment Management
Illinois
$28K +$596 +38 +2%
PWPS
48
Pinnacle Wealth Planning Services
Ohio
$28K +$28K +1,791 New
TDC
49
Thompson Davis & Co
Virginia
$27K -$27.1K -1,736 -50%
IWM
50
IHT Wealth Management
Illinois
$27K +$16.8K +1,075 +166%
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