AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

57 hedge funds and large institutions have $151M invested in Advent Convertible and Income Fund in 2017 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 23 increasing their positions, 20 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
57
Holders Change
+2
Holders Change %
+3.64%
% of All Funds
1.42%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
6
Increased
23
Reduced
20
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PPA
Parametric Portfolio Associates
Washington
$9.6M
2
Wells Fargo
Wells Fargo
California
$12.4M
3
RJA
Raymond James & Associates
Florida
$4.17M
4
Bank of America
Bank of America
North Carolina
$6.08M
5
RCM
Robinson Capital Management
Michigan
$1.69M

Top Sellers

1
EVM
Eaton Vance Management
Massachusetts
$4.3M
2
GC
Guggenheim Capital
Illinois
$4.03M
3
Morgan Stanley
Morgan Stanley
New York
$5.65M
4
Koshinski Asset Management
Koshinski Asset Management
Illinois
$3.37M
5
Ameriprise
Ameriprise
Minnesota
$384K
Name Holding Trade Value Shares
Change 		Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$479K -$11K -700 -2%
Ameriprise
27
Ameriprise
Minnesota
$384K -$443K -28,174 -54%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$369K -$27.5K -1,746 -7%
DA
29
Doliver Advisors
Texas
$368K +$368K +23,370 New
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$328K +$125K +7,929 +61%
NFG
31
Nations Financial Group
Iowa
$312K +$51K +3,201 +20%
CAN
32
Cetera Advisor Networks
California
$279K -$128K -8,126 -31%
ASN
33
Advisory Services Network
Georgia
$182K +$2.99K +190 +2%
Millennium Management
34
Millennium Management
New York
$162K -$49.7K -3,156 -23%
AG
35
Advisor Group
Arizona
$155K +$3.19K +203 +2%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$136K +$8.25K +526 +6%
TDC
37
Thompson Davis & Co
Virginia
$91K +$91K +5,812 New
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$88K +$78 +5 +0.1%
Northwestern Mutual Wealth Management
39
Northwestern Mutual Wealth Management
Wisconsin
$77K +$77K +4,898 New
NMC
40
Nine Masts Capital
Hong Kong
$76K +$69.5K +4,416 +1,074%
IA
41
IFP Advisors
Florida
$47K – – –
ZB
42
Zions Bancorporation
Utah
$32K – – –
NSIM
43
North Star Investment Management
Illinois
$27K +$537 +34 +2%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$24K – – –
AWM
45
Avior Wealth Management
Nebraska
$22K – – –
FANJ
46
Financial Architects (New Jersey)
New Jersey
$18K – – –
DADC
47
D.A. Davidson & Co
Montana
$14K -$13.7K -924 -49%
Thrivent Financial for Lutherans
48
Thrivent Financial for Lutherans
Minnesota
$10K +$10K +616 New
Creative Planning
49
Creative Planning
Kansas
$10K +$10K +668 New
AIM
50
Anchor Investment Management
South Carolina
$8.08K – – –
1
2
3