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AVK

Advent Convertible and Income Fund

51 hedge funds and large institutions have $82.5M invested in Advent Convertible and Income Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

9% more capital invested

Capital invested by funds: $75.6M → $82.5M (+$6.88M)

4% more funds holding

Funds holding: 4951 (+2)

0.65% more ownership

Funds ownership: 20.14%20.8% (+0.65%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

16% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 19

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
16
Reduced
19
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CI
26
CAZ Investments
Texas
$230K +$705 +43 +0.3%
DA
27
Doliver Advisors
Texas
$225K -$667K -40,675 -75%
SGCA
28
Steel Grove Capital Advisors
Tennessee
$202K +$197K +12,025 New
CIBC World Market
29
CIBC World Market
Ontario, Canada
$181K -$55.1K -3,363 -24%
DADC
30
D.A. Davidson & Co
Montana
$128K -$2.52K -154 -2%
BCMIO
31
Beacon Capital Management Inc (Ohio)
Ohio
$111K
SG Americas Securities
32
SG Americas Securities
New York
$109K -$428K -26,085 -80%
AIG
33
American International Group
New York
$92.2K
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$86K +$84.3K +5,140 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$67K +$213 +13 +0.3%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$66K -$24K -1,463 -27%
CPIG
37
Chicago Partners Investment Group
Illinois
$61K +$3.97K +242 +7%
ZB
38
Zions Bancorporation
Utah
$35K +$33.8K +2,064 New
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$26K
FAM
40
Formidable Asset Management
Ohio
$17K
MA
41
MUFG Americas
New York
$12K +$4.2K +256 +56%
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$10K -$35.4K -2,157 -78%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$10K +$9.79K +597 New
WAS
44
Winch Advisory Services
Wisconsin
$7K +$6.59K +402 New
Citigroup
45
Citigroup
New York
$6K -$13.1K -796 -68%
BC
46
Bartlett & Co
Ohio
$6K
MFS
47
MSI Financial Services
Massachusetts
$6K +$5.54K +338 New
RIA
48
Regal Investment Advisors
Michigan
$5K
BPBT
49
Boston Private Bank & Trust
Massachusetts
$3K
Creative Planning
50
Creative Planning
Kansas
$2K -$1.23K -75 -35%

AVK Hedge Fund Activity: Q1 2015 in Review

51 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Advent Convertible and Income Fund (AVK) for Q1 2015, worth a combined $82.5M — up 9.1% from $75.6M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new AVK positions and 6 closed out — a net gain of 3 holders — while 16 added to existing stakes and 19 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.7M. The largest seller was Advisors Asset Management, cutting an estimated $1.89M.

  • 51 institutional investors held Advent Convertible and Income Fund (AVK) as of Q1 2015, up from 49 in Q4 2014.
  • Funds reported $82.5M of Advent Convertible and Income Fund stock for Q1 2015, up 9.1% quarter-over-quarter.
  • 9 funds opened new Advent Convertible and Income Fund positions in Q1 2015 and 6 closed out, a net change of +3 holders.
  • The largest Advent Convertible and Income Fund buyer in Q1 2015 was Ameriprise, an estimated $3.7M added.
  • The largest Advent Convertible and Income Fund seller in Q1 2015 was Advisors Asset Management, an estimated $1.89M sold.

Based on aggregated 13F filings for Q1 2015.