AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

51 hedge funds and large institutions have $82.5M invested in Advent Convertible and Income Fund in 2015 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 19 reducing their positions, and 6 closing their positions.

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
16
Reduced
19
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Ameriprise
1
Ameriprise
Minnesota
$12.9M
2
PPA
2
Parametric Portfolio Associates
Washington
$13.9M
3
EVM
3
Eaton Vance Management
Massachusetts
$2.26M
4
RJA
4
Raymond James & Associates
Florida
$2.77M
5
SJIC
5
St. James Investment Company
Texas
$547K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$5.11M
2
WAM
2
Wolverine Asset Management
Illinois
$1.87M
3
GC
3
Guggenheim Capital
Illinois
$4.65M
4
DA
4
Doliver Advisors
Texas
$225K
5
WCM
5
Windsor Capital Management
Arizona
$6.84M
Name Market Value Shares Shares
Change 		Shares
Change %
CI
26
CAZ Investments
Texas
$230K 13,283 +42 +0.3%
DA
27
Doliver Advisors
Texas
$225K 13,022 -39,606 -75%
SGCA
28
Steel Grove Capital Advisors
Tennessee
$202K 11,709 +11,709 New
CIBC World Market
29
CIBC World Market
Ontario, Canada
$181K 10,500 -3,275 -24%
DADC
30
D.A. Davidson & Co
Montana
$128K 7,460 -150 -2%
BCMIO
31
Beacon Capital Management Inc (Ohio)
Ohio
$111K 6,450 – –
SG Americas Securities
32
SG Americas Securities
New York
$109K 6,300 -25,399 -80%
AIG
33
American International Group
New York
$92.2K 5,334 – –
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$86K 5,005 +5,005 New
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$67K 3,876 +12 +0.3%
Royal Bank of Canada
36
Royal Bank of Canada
Ontario, Canada
$66K 3,824 -1,424 -27%
CPIG
37
Chicago Partners Investment Group
Illinois
$61K 3,724 +235 +7%
ZB
38
Zions Bancorporation
Utah
$35K 2,010 +2,010 New
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$26K 1,500 – –
FAM
40
Formidable Asset Management
Ohio
$17K 1,000 – –
MA
41
MUFG Americas
New York
$12K 692 +249 +56%
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$10K 600 -2,100 -78%
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$10K 581 +581 New
WAS
44
Winch Advisory Services
Wisconsin
$7K 391 +391 New
Citigroup
45
Citigroup
New York
$6K 361 -775 -68%
BC
46
Bartlett & Co
Ohio
$6K 375 – –
MFS
47
MSI Financial Services
Massachusetts
$6K 329 +329 New
RIA
48
Regal Investment Advisors
Michigan
$5K 300 – –
BPBT
49
Boston Private Bank & Trust
Massachusetts
$3K 200 – –
Creative Planning
50
Creative Planning
Kansas
$2K 138 -73 -35%
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2
3