AVK

Advent Convertible and Income Fund
AVK

Overview Fund Activity

49 hedge funds and large institutions have $75.6M invested in Advent Convertible and Income Fund in 2014 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 12 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
49
Holders Change
+5
Holders Change %
+11.36%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
13
Increased
12
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$3.3M
2
Ameriprise
2
Ameriprise
Minnesota
$8.58M
3
PPA
3
Parametric Portfolio Associates
Washington
$10.9M
4
SFS
4
Shaker Financial Services
Virginia
$671K
5
RJA
5
Raymond James & Associates
Florida
$2.08M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$5.41M
2
OA
2
Oxbow Advisors
Texas
$6.23M
3
AAM
3
Advisors Asset Management
Colorado
$6.66M
4
Wells Fargo
4
Wells Fargo
California
$5.63M
5
WCM
5
Windsor Capital Management
Arizona
$7.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$233K +$1.53K +96 +0.7%
TC
27
TFS Capital
Pennsylvania
$229K +$229K +14,415 New
CIBC World Market
28
CIBC World Market
Ontario, Canada
$225K +$2.42K +152 +1%
LCM
29
Landscape Capital Management
New Jersey
$222K +$222K +13,932 New
CI
30
CAZ Investments
Texas
$216K +$216K +13,599 New
DADC
31
D.A. Davidson & Co
Montana
$124K – – –
BCMIO
32
Beacon Capital Management Inc (Ohio)
Ohio
$105K -$65.9K -4,160 -39%
AIG
33
American International Group
New York
$87.2K – – –
Royal Bank of Canada
34
Royal Bank of Canada
Ontario, Canada
$86K +$24.1K +1,511 +39%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$64K +$41.4K +2,568 +183%
CPIG
36
Chicago Partners Investment Group
Illinois
$57K +$57K +3,583 New
NES
37
New England Securities
New York
$51K -$86.7K -5,475 -63%
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$44K +$44K +2,773 New
Bank of Montreal
39
Bank of Montreal
Ontario, Canada
$25K – – –
Citigroup
40
Citigroup
New York
$19K +$16K +980 +524%
FANJ
41
Financial Architects (New Jersey)
New Jersey
$18K – – –
FAM
42
Formidable Asset Management
Ohio
$16K -$16K -1,027 -50%
MA
43
MUFG Americas
New York
$7K – – –
BC
44
Bartlett & Co
Ohio
$6K – – –
BRWM
45
B. Riley Wealth Management
Tennessee
$6K +$98 +7 +2%
RIA
46
Regal Investment Advisors
Michigan
$5K – – –
NPC
47
National Planning Corporation
California
$4.72K +$4.72K +296 New
BPBT
48
Boston Private Bank & Trust
Massachusetts
$3K +$3K +205 New
Creative Planning
49
Creative Planning
Kansas
$3K +$3K +217 New
NFG
50
Next Financial Group
Texas
– -$17K -1,027 Closed
1
2
3