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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
201
Southern Company
SO
$105B
| $3.91M | 0.11% |
40,463
-1,693
| -4% | -$157K |
2014 Q4
45 quarters
|
|
|
202
Vanguard Total International Bond ETF
BNDX
$83.5B
| $3.85M | 0.11% |
80,165
-94,227
| -54% | -$4.57M |
2017 Q2
35 quarters
|
|
203
Corning
GLW
$114B
| $3.84M | 0.11% |
28,231
-1,033
| -4% | -$125K |
2024 Q1
8 quarters
|
|
204
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
| $3.82M | 0.11% |
35,031
+1,049
| +3% | +$123K |
2014 Q4
45 quarters
|
|
205
CME Group
CME
$105B
| $3.81M | 0.11% |
12,907
-365
| -3% | -$108K |
2016 Q3
38 quarters
|
|
206
First Trust Capital Strength ETF
FTCS
$7.77B
| $3.76M | 0.1% |
40,520
-276
| -0.7% | -$26.5K |
2016 Q3
38 quarters
|
|
207
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.49B
| $3.73M | 0.1% |
87,800
-13,226
| -13% | -$570K |
2022 Q2
15 quarters
|
|
208
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
| $3.72M | 0.1% |
22,758
+8,912
| +64% | +$1.48M |
2024 Q1
8 quarters
|
|
209
Intuitive Surgical
ISRG
$151B
| $3.71M | 0.1% |
8,044
-661
| -8% | -$334K |
2017 Q3
34 quarters
|
|
210
Realty Income
O
$53B
| $3.7M | 0.1% |
60,457
-3,585
| -6% | -$224K |
2014 Q4
45 quarters
|
|
211
Medtronic
MDT
$121B
| $3.68M | 0.1% |
42,420
+54
| +0.1% | +$5.17K |
2014 Q4
45 quarters
|
|
212
iShares Core MSCI International Developed Markets ETF
IDEV
$33B
| $3.65M | 0.1% |
43,629
+17,001
| +64% | +$1.46M |
2023 Q1
12 quarters
|
|
213
Uber
UBER
$143B
| $3.64M | 0.1% |
50,658
-7,485
| -13% | -$576K |
2019 Q4
25 quarters
|
|
214
iShares 20+ Year Treasury Bond ETF
TLT
$49.7B
| $3.64M | 0.1% |
41,989
-3,347
| -7% | -$294K |
2014 Q4
45 quarters
|
|
215
American Express
AXP
$212B
| $3.64M | 0.1% |
12,029
+1,419
| +13% | +$476K |
2014 Q4
45 quarters
|
|
216
iShares TIPS Bond ETF
TIP
$14.4B
| $3.63M | 0.1% |
32,868
+1,716
| +6% | +$190K |
2014 Q4
45 quarters
|
|
217
Fidelity MSCI Health Care Index ETF
FHLC
$3.56B
| $3.63M | 0.1% |
51,545
-1,102
| -2% | -$81.3K |
2014 Q4
45 quarters
|
|
218
United Parcel Service
UPS
$82.6B
| $3.61M | 0.1% |
36,722
+9,941
| +37% | +$1.07M |
2014 Q4
45 quarters
|
|
219
Cisco
CSCO
$424B
| $3.6M | 0.1% |
46,366
-20,169
| -30% | -$1.58M |
2014 Q4
45 quarters
|
|
220
Freeport-McMoran
FCX
$99.1B
| $3.57M | 0.1% |
60,716
+25,977
| +75% | +$1.57M |
2014 Q4
45 quarters
|
|
221
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.47B
| $3.56M | 0.1% |
71,458
+3,414
| +5% | +$171K |
2018 Q2
31 quarters
|
|
222
FT Vest US Equity Buffer ETF January
FJAN
$1.48B
| $3.55M | 0.1% |
+70,422
| New | +$3.64M |
2026 Q1
0 quarters
|
|
223
iShares Russell Mid-Cap Value ETF
IWS
$15.3B
| $3.54M | 0.1% |
24,262
+245
| +1% | +$36.4K |
2014 Q4
45 quarters
|
|
224
Vanguard FTSE All-World ex-US ETF
VEU
$66.9B
| $3.53M | 0.1% |
47,018
+1,093
| +2% | +$84.7K |
2016 Q3
38 quarters
|
|
225
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
| $3.51M | 0.1% |
76,004
+826
| +1% | +$39.1K |
2020 Q4
21 quarters
|
|
Similar funds
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RPGK
Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.