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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.18B
AUM Growth
+$1.9B
Cap. Flow
+$1.74B
Cap. Flow %
54.58%
Top 10 Hldgs %
24.54%
Holding
1,256
New
411
Increased
763
Reduced
43
Closed
34

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$94.1M
2
AAPL icon
Apple
AAPL
+$92M
3
MSFT icon
Microsoft
MSFT
+$37.4M
4
AMZN icon
Amazon
AMZN
+$37M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$35.8M

Top Sells

Rank Stock Value
1
CEG icon
Constellation Energy
CEG
+$1.81M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$1.79M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$1.54M
4
SMCI icon
Super Micro Computer
SMCI
+$1.09M
5
HTGC icon
Hercules Capital
HTGC
+$833K

Sector Composition

Rank Sector Weight
1 Technology 12.93%
2 Healthcare 4.36%
3 Consumer Discretionary 4.33%
4 Financials 3.96%
5 Industrials 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
201
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$3.37M 0.11%
113,368
+76,250
+205% +$2.27M
CGUS icon
202
Capital Group Core Equity ETF
CGUS
$11.2B
$3.37M 0.11%
108,017
+63,624
+143% +$1.89M
SYK icon
203
Stryker
SYK
$132B
$3.32M 0.1%
9,285
+6,136
+195% +$2.06M
CION icon
204
CION Investment
CION
$304M
$3.25M 0.1%
295,539
+113,305
+62% +$1.25M
SBUX icon
205
Starbucks
SBUX
$117B
$3.24M 0.1%
35,469
+18,675
+111% +$1.74M
LVHI icon
206
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.36B
$3.21M 0.1%
107,732
+59,610
+124% +$1.69M
SGOV icon
207
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.3B
$3.2M 0.1%
31,774
+16,301
+105% +$1.64M
BSCQ icon
208
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$3.19M 0.1%
165,934
+98,811
+147% +$1.9M
PJAN icon
209
Innovator US Equity Power Buffer ETF January
PJAN
$1.43B
$3.17M 0.1%
80,991
+71,839
+785% +$2.74M
CLX icon
210
Clorox
CLX
$12.1B
$3.15M 0.1%
20,593
+10,119
+97% +$1.51M
DHR icon
211
Danaher
DHR
$141B
$3.13M 0.1%
12,544
+7,208
+135% +$1.76M
AVUV icon
212
Avantis US Small Cap Value ETF
AVUV
$30.5B
$3.13M 0.1%
33,392
+16,995
+104% +$1.5M
VAW icon
213
Vanguard Materials ETF
VAW
$3.05B
$3.12M 0.1%
15,279
+10,752
+238% +$2.04M
BSCR icon
214
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$3.07M 0.1%
159,196
+94,904
+148% +$1.83M
SECT icon
215
Main Sector Rotation ETF
SECT
$2.73B
$3.07M 0.1%
60,884
+51,795
+570% +$2.49M
RTX icon
216
RTX Corp
RTX
$293B
$3.01M 0.09%
30,841
+16,296
+112% +$1.47M
FTLS icon
217
First Trust Long/Short Equity ETF
FTLS
$2.46B
$3M 0.09%
+48,572
New +$2.88M
MINT icon
218
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$2.99M 0.09%
29,780
+17,046
+134% +$1.71M
IXUS icon
219
iShares Core MSCI Total International Stock ETF
IXUS
$57.4B
$2.99M 0.09%
44,024
+19,699
+81% +$1.29M
NOC icon
220
Northrop Grumman
NOC
$78.1B
$2.98M 0.09%
6,235
+5,252
+534% +$2.42M
BMY icon
221
Bristol-Myers Squibb
BMY
$130B
$2.96M 0.09%
54,556
+31,946
+141% +$1.63M
FDN icon
222
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$2.92M 0.09%
14,228
+8,741
+159% +$1.72M
FSK icon
223
FS KKR Capital
FSK
$3.07B
$2.89M 0.09%
151,677
+90,544
+148% +$1.79M
IYH icon
224
iShares US Healthcare ETF
IYH
$3.46B
$2.89M 0.09%
46,722
+28,667
+159% +$1.72M
INTC icon
225
Intel
INTC
$437B
$2.88M 0.09%
65,268
-3,122
-5% -$139K
7 8
9
10 11

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SCM
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BPS
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VPC
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ACM
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WWA
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GCM
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Sigma Planning Corp's Q1 2024 Portfolio in Review

As of Q1 2024, Sigma Planning Corp held 1,256 positions worth $3.18B, up 149% from $1.28B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp deployed $1.74B of net new capital in Q1 2024, opening 411 new positions and adding to 763 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, up from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was Constellation Energy, an estimated $1.81M trimmed.

  • Sigma Planning Corp's largest Q1 2024 buy was AllianzIM U.S. Equity Buffer20 Jan ETF: 255,130 shares worth $8.02M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q1 2024, an estimated $94.1M increase.
  • Sigma Planning Corp's biggest Q1 2024 reduction was Constellation Energy, cutting an estimated $1.81M.
  • Sigma Planning Corp fully exited First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q1 2024, selling an estimated $1.54M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.18B portfolio in Q1 2024.
  • Sigma Planning Corp opened 411 new positions and closed 34 in Q1 2024.
  • Sigma Planning Corp's portfolio value rose 149% quarter-over-quarter to $3.18B.

Based on Sigma Planning Corp's 13F filing for Q1 2024, filed 2 May 2024.